CIK 0001703079
XAI Floating Rate & Alternative Income Trust
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- XFLT
- Exchange
- NYSE
- FY end
- Sep 30
- Incorporated
- DE
- Entity type
- other
- Phone
- (312) 374-6930
- Business address
- 321 NORTH CLARK STREET #2430, CHICAGO, IL, 60654
- Former names
- XAI Octagon Floating Rate & Alternative Income Trust, XAI Octagon Floating Rate & Alternative Income Term Trust, XAI Octagon Floating Rate Alternative Income Term Trust, XAI Octagon Floating Rate Income & Credit Alternative Trust
- Open-market buys, last 90 days
- $50,640
- in 2 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Net +$50,640. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Who's trading
90 days
Reading 36 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2024-05-09 | Spence John Yogi Advisor Personnel | Purchase | +3,417 | $7.13 | $24K | 23,950.74 |
| 2023-12-12 | Spence John Yogi Adviser Personnel | Purchase | +825 | $7.05 | $6K | 19,326.57 |
| 2023-12-12 | Brombach Theodore J President & CEO | Purchase | +825 | $7.05 | $6K | 19,326.57 |
| 2023-12-11 | Spence John Yogi Adviser Personnel | Other disposition | −5,409 | 18,501.57 | ||
| 2023-12-11 | Brombach Theodore J President & CEO | Other disposition | −5,409 | 18,501.57 | ||
| 2023-12-11 | McCulloch Benjamin Secretary & CLO | Other acquisition | +2,209 | 3,661.08 | ||
| 2023-12-11 | Flynn Kimberly Ann Vice President | Other acquisition | +2,400 | 40,200 | ||
| 2023-12-05 | Spence John Yogi Adviser Personnel | Purchase | +6,000 | $6.89 | $41K | 23,683.85 |
| 2023-12-05 | Brombach Theodore J President & CEO | Purchase | +6,000 | $6.89 | $41K | 23,683.85 |
| 2023-11-13 | Spence John Yogi Adviser Personnel | Purchase | +289 | $7.08 | $2K | 17,683.85 |
| 2023-11-13 | Brombach Theodore J President & CEO | Purchase | +289 | $7.08 | $2K | 17,683.85 |
| 2023-07-24 | Spence John Yogi Adviser Personnel | Gift | −4,000 | 520,284.58 | ||
| 2022-12-22 | Spence John Yogi Adviser Personnel | Purchase | +500 | $6.33 | $3K | 515,996.8 |
| 2022-11-11 | Brombach Theodore J President & CEO | Purchase | +3,050 | $6.67 | $20K | 15,050 |
| 2022-11-11 | Spence John Yogi Adviser Personnel | Purchase | +3,050 | $6.67 | $20K | 15,050 |
| 2022-11-10 | Brombach Theodore J President & CEO | Purchase | +891 | $6.63 | $6K | 10,891 |
| 2022-11-10 | Brombach Theodore J President & CEO | Purchase | +754 | $6.64 | $5K | 11,645 |
| 2022-11-10 | Brombach Theodore J President & CEO | Purchase | +355 | $6.65 | $2K | 12,000 |
| 2022-11-10 | Spence John Yogi Adviser Personnel | Purchase | +891 | $6.63 | $6K | 10,891 |
| 2022-11-10 | Spence John Yogi Adviser Personnel | Purchase | +754 | $6.64 | $5K | 11,645 |
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