CIK 0001703079
XAI Floating Rate & Alternative Income Trust
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- XFLT
- Exchange
- NYSE
- FY end
- Sep 30
- Incorporated
- DE
- Entity type
- other
- Phone
- (312) 374-6930
- Business address
- 321 NORTH CLARK STREET #2430, CHICAGO, IL, 60654
- Former names
- XAI Octagon Floating Rate & Alternative Income Trust, XAI Octagon Floating Rate & Alternative Income Term Trust, XAI Octagon Floating Rate Alternative Income Term Trust, XAI Octagon Floating Rate Income & Credit Alternative Trust
- Open-market buys, last 90 days
- $50,640
- in 2 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Net +$50,640. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Who's trading
90 days
Reading 36 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2026-10-23 | Spence John Yogi Vice President | Purchase | +1,000 | $16.50 | $17K | 115,357 |
| 2026-10-21 | Spence John Yogi Vice President | Purchase | +2,000 | $17.07 | $34K | 114,357 |
| 2026-02-19 | Spence John Yogi Vice President | Purchase | +5,000 | $3.90 | $20K | 561,791.83 |
| 2025-12-24 | McCulloch Benjamin Secretary & CLO | Other acquisition | +3,389 | 11,490.52 | ||
| 2025-12-24 | Flynn Kimberly Ann Vice President | Other acquisition | +3,504 | 46,708 | ||
| 2025-12-24 | Brombach Theodore J President & CEO | Gift | −7,811 | 16,104.24 | ||
| 2025-12-24 | Spence John Yogi Vice President | Gift | −7,811 | 16,104.24 | ||
| 2025-10-24 | Law Lauren Kristen Sub-Adviser Inv Comm Member | Purchase | +20,000 | $5.01 | $100K | 20,000 |
| 2025-09-11 | Jones Scott C Trustee | Sale | −13,008.63 | $5.62 | $73K | 0 |
| 2025-02-21 | Spence John Yogi Vice President | Purchase | +2,000 | $6.38 | $13K | 551,806.09 |
| 2025-02-19 | Spence John Yogi Vice President | Purchase | +3,000 | $6.41 | $19K | 549,806.09 |
| 2024-12-19 | Spence John Yogi Adviser Personnel | Purchase | +2,000 | $6.50 | $13K | 546,806.09 |
| 2024-12-18 | Brombach Theodore J President & CEO | Other disposition | −6,052 | 20,733.94 | ||
| 2024-12-18 | McCulloch Benjamin Secretary & CLO | Other acquisition | +2,857 | 7,130.99 | ||
| 2024-12-18 | Flynn Kimberly Ann Vice President | Other acquisition | +3,004 | 43,204 | ||
| 2024-12-18 | Spence John Yogi Vice President | Other disposition | −6,052 | 20,733.94 | ||
| 2024-05-21 | Spence John Yogi Adviser Personnel | Gift | −6,000 | 531,763.1 | ||
| 2024-05-10 | Brombach Theodore J President & CEO | Purchase | +3,450 | $7.13 | $25K | 27,400.74 |
| 2024-05-10 | Spence John Yogi Advisor Personnel | Purchase | +3,450 | $7.13 | $25K | 27,400.74 |
| 2024-05-09 | Brombach Theodore J President & CEO | Purchase | +3,417 | $7.13 | $24K | 23,950.74 |
Page 1 of 8 · 154 trades