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CIK 0001698530 · Non-accelerated filer<br>Smaller reporting company

EXICURE, INC.

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Ticker
XCUR
Exchange
Nasdaq
Industry
Pharmaceutical Preparations
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
815333008
Phone
847-673-1707
Business address
2430 N. HALSTED ST., CHICAGO, IL, 60614
Former names
Max-1 Acquisition Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 9 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2019-12-19 Muralidhar Bali Director Purchase +727,000 $2.75 $2.0M 6,977,000
2019-08-02 Hau Bosun Director Grant or award · Stock Option (right to buy) +43,386 43,386
2019-08-02 Mirkin Chad A. Director Purchase +25,000 $2.00 $50K 25,000
2019-08-02 Venkatesan Jay Director Purchase +250,000 $2.00 $500K 302,234
2019-08-02 WALT DAVID R Director Purchase +1,000,000 $2.00 $2.0M 1,767,711
2019-08-02 Muralidhar Bali Director Grant or award · Stock option (right to buy) +43,386 43,386
2019-07-22 Walbert Timothy P Director Grant or award · Stock Option (right to buy) +43,386 43,386
2019-07-22 Cleland Jeffrey L Director Grant or award · Stock Option (right to buy) +43,386 43,386
2019-06-14 Venkatesan Jay Director Grant or award · Stock Option (right to buy) +21,693 21,693
2019-06-14 Mirkin Chad A. Director Grant or award · Stock Option (right to buy) +21,693 21,693
2019-06-14 Thaxton Colby Shad Director Grant or award · Stock Option (right to buy) +21,693 21,693
2019-06-14 WALT DAVID R Director Grant or award · Stock Option (right to buy) +21,693 21,693
2019-06-14 Kim Helen Susan Director Grant or award · Stock Option (right to buy) +21,693 21,693
2019-03-22 Mirkin Chad A. Director Purchase +500 $2.30 $1K 27,267
2019-03-21 Mirkin Chad A. Director Purchase +1,000 $2.43 $2K 26,767
2019-03-19 Giljohann David A Chief Executive Officer Purchase +7,000 $2.40 $17K 23,666
2019-03-18 Mirkin Chad A. Director Purchase +1,000 $2.40 $2K 25,767
2019-03-13 Mirkin Chad A. Director Purchase +2,200 $2.50 $6K 24,767
2019-02-28 SNYDER DAVID S Chief Financial Officer Grant or award · Employee Stock Option (right to buy) +250,000 250,000
2018-08-02 SNYDER DAVID S Chief Financial Officer Grant or award · Employee Stock Option (right to buy) +100,000 100,000

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