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CIK 0001698530 · Non-accelerated filer<br>Smaller reporting company

EXICURE, INC.

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Ticker
XCUR
Exchange
Nasdaq
Industry
Pharmaceutical Preparations
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
815333008
Phone
847-673-1707
Business address
2430 N. HALSTED ST., CHICAGO, IL, 60614
Former names
Max-1 Acquisition Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 9 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2020-07-06 Venkatesan Jay Director Option exercise · Stock Option (right to buy) −9,310 0
2020-07-06 Venkatesan Jay Director Option exercise · Stock Option (right to buy) −12,930 0
2020-06-12 AURASENSE LLC 10% owner Sale −10,195 $2.83 $29K 11,257,629
2020-06-12 Mirkin Chad A. Director Sale −10,195 $2.83 $29K 11,257,629
2020-06-04 Muralidhar Bali Director Grant or award · Stock Option (right to buy) +21,693 21,693
2020-06-04 WALT DAVID R Director Grant or award · Stock Option (right to buy) +21,693 21,693
2020-06-04 Walbert Timothy P Director Grant or award · Stock Option (right to buy) +21,693 21,693
2020-06-04 Venkatesan Jay Director Grant or award · Stock Option (right to buy) +21,693 21,693
2020-06-04 Mirkin Chad A. Director Grant or award · Stock Option (right to buy) +21,693 21,693
2020-06-04 Kim Helen Susan Director Grant or award · Stock Option (right to buy) +21,693 21,693
2020-06-04 Hau Bosun Director Grant or award · Stock Option (right to buy) +21,693 21,693
2020-06-04 Cleland Jeffrey L Director Grant or award · Stock Option (right to buy) +21,693 21,693
2020-06-03 Feltner Douglas E. Chief Medical Officer Grant or award · Employee Stock Option (right to buy) +400,000 400,000
2020-05-20 Mirkin Chad A. Director Option exercise +49,649 $0.65 $32K 64,649
2020-05-20 Mirkin Chad A. Director Option exercise · Stock Option (right to buy) −49,649 0
2020-03-13 Giljohann David A Chief Executive Officer Grant or award · Employee Stock Option (right to buy) +871,504 871,504
2020-03-13 WALT DAVID R Director Purchase +291,066 $1.21 $353K 2,058,777
2020-03-13 SNYDER DAVID S Chief Financial Officer Grant or award · Employee Stock Option (right to buy) +230,200 230,200
2020-03-12 SNYDER DAVID S Chief Financial Officer Purchase +18,248 $1.40 $26K 18,248
2020-03-12 Mirkin Chad A. Director Purchase +15,000 $1.45 $22K 15,000

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