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CIK 0001698530 · Non-accelerated filer<br>Smaller reporting company

EXICURE, INC.

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Ticker
XCUR
Exchange
Nasdaq
Industry
Pharmaceutical Preparations
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
815333008
Phone
847-673-1707
Business address
2430 N. HALSTED ST., CHICAGO, IL, 60614
Former names
Max-1 Acquisition Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 9 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2021-06-02 Walbert Timothy P Director Grant or award · Stock Option (right to buy) +50,000 50,000
2021-06-02 SULAT JAMES R Director Grant or award · Stock Option (right to buy) +50,000 50,000
2021-06-02 SASSINE ANDY Director Grant or award · Stock Option (right to buy) +50,000 50,000
2021-06-02 Muralidhar Bali Director Grant or award · Stock Option (right to buy) +50,000 50,000
2021-06-02 Hau Bosun Director Grant or award · Stock Option (right to buy) +50,000 50,000
2021-06-02 GAROFALO ELIZABETH A. Director Grant or award · Stock Option (right to buy) +50,000 50,000
2021-06-02 Cleland Jeffrey L Director Grant or award · Stock Option (right to buy) +50,000 50,000
2021-05-14 SCHROFF MATTHIAS Chief Operating Officer Grant or award +7,500 $1.27 $10K 7,500
2021-05-14 Giljohann David A Chief Executive Officer Grant or award +7,500 $1.27 $10K 31,166
2021-05-14 Feltner Douglas E. Chief Medical Officer Grant or award +7,500 $1.27 $10K 7,500
2021-05-13 Bock Brian Chief Financial Officer Grant or award · Employee Stock Option (right to buy) +600,000 600,000
2021-04-27 SCHROFF MATTHIAS Chief Operating Officer Grant or award · Employee Stock Option (right to buy) +476,200 476,200
2021-04-27 SCHROFF MATTHIAS Chief Operating Officer Grant or award · Employee Stock Option (right to buy) +60,000 60,000
2021-04-27 Feltner Douglas E. Chief Medical Officer Grant or award · Employee Stock Option (right to buy) +220,000 220,000
2021-04-27 Giljohann David A Chief Executive Officer Grant or award · Employee Stock Option (right to buy) +1,142,900 1,142,900
2021-03-05 GAROFALO ELIZABETH A. Director Grant or award · Stock Option (right to buy) +100,000 100,000
2021-03-05 SASSINE ANDY Director Grant or award · Stock Option (right to buy) +100,000 100,000
2021-01-02 SULAT JAMES R Director Grant or award · Stock Option (right to buy) +43,386 43,386
2020-07-06 Venkatesan Jay Director Option exercise +9,310 $0.65 $6K 311,544
2020-07-06 Venkatesan Jay Director Option exercise +12,930 $1.03 $13K 324,473

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