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CIK 0001411685 · Non-accelerated filer<br>Smaller reporting company

Vistagen Therapeutics, Inc.

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Ticker
VTGN
Exchange
Nasdaq
Industry
Pharmaceutical Preparations
FY end
Mar 31
Incorporated
NV
Entity type
operating
EIN
205093315
Phone
650-577-3600
Business address
343 ALLERTON AVENUE, SOUTH SAN FRANCISCO, CA, 94080
Former names
Excaliber Enterprises, Ltd.
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 51 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2019-05-23 MCPARTLAND MARK A. VP CORPORATE DEVELOPMENT Grant or award · Stock Option (Right to Buy) +150,000 150,000
2019-05-23 DOTSON JERROLD DUANE VP, CFO AND SECRETARY Grant or award · Stock Option (Right to Buy) +150,000 150,000
2019-05-23 Singh Shawn CHIEF EXECUTIVE OFFICER Grant or award · Stock Option (Right to Buy) +80,000 80,000
2019-03-14 SAXE JON S Director Purchase +7,920 $1.27 $10K 20,000
2019-03-13 SAXE JON S Director Purchase +12,080 $1.26 $15K 12,080
2019-03-13 SNODGRASS H. RALPH PRES./CHIEF SCIENTIFIC OFFICER Option exercise +2,500 $1.50 $4K 62,724
2019-03-13 SNODGRASS H. RALPH PRES./CHIEF SCIENTIFIC OFFICER Option exercise · Stock Option (Right to Buy) −2,500 0
2019-01-29 SAXE JON S Director Option exercise +375 $1.50 $563 2,251
2019-01-29 SAXE JON S Director Option exercise +1,000 $1.50 $2K 3,251
2019-01-29 SAXE JON S Director Option exercise · Stock Option (Right to Buy) −375 0
2019-01-29 SAXE JON S Director Option exercise · Stock Option (Right to Buy) −1,000 0
2019-01-14 Singh Shawn CHIEF EXECUTIVE OFFICER Option exercise +21,250 $1.50 $32K 21,250
2019-01-14 Singh Shawn CHIEF EXECUTIVE OFFICER Option exercise +1,125 $1.50 $2K 22,375
2019-01-14 Singh Shawn CHIEF EXECUTIVE OFFICER Option exercise +3,000 $1.50 $5K 25,375
2019-01-14 Singh Shawn CHIEF EXECUTIVE OFFICER Option exercise · Stock Option (Right to Buy) −21,250 0
2019-01-14 Singh Shawn CHIEF EXECUTIVE OFFICER Option exercise · Stock Option (Right to Buy) −1,125 0
2019-01-14 Singh Shawn CHIEF EXECUTIVE OFFICER Option exercise · Stock Option (Right to Buy) −3,000 0
2019-01-14 Singh Shawn CHIEF EXECUTIVE OFFICER Grant or award · Stock Option (Right to Buy) +220,000 $1.70 $374K 220,000
2019-01-10 Cunningham Ann Michelle Director Grant or award · Stock Option (Right to Buy) +25,000 25,000
2018-08-29 Singh Shawn CHIEF EXECUTIVE OFFICER Returned to the company · Stock Option (Right to Buy) −3,000 0

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