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CIK 0001411685 · Non-accelerated filer<br>Smaller reporting company

Vistagen Therapeutics, Inc.

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Ticker
VTGN
Exchange
Nasdaq
Industry
Pharmaceutical Preparations
FY end
Mar 31
Incorporated
NV
Entity type
operating
EIN
205093315
Phone
650-577-3600
Business address
343 ALLERTON AVENUE, SOUTH SAN FRANCISCO, CA, 94080
Former names
Excaliber Enterprises, Ltd.
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 51 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2020-04-23 Underdown Brian J. Director Grant or award · Stock Option (Right to Buy) +75,000 75,000
2020-04-23 GIN JERRY B Director Grant or award · Stock Option (Right to Buy) +75,000 75,000
2020-04-23 SAXE JON S Director Grant or award · Stock Option (Right to Buy) +75,000 75,000
2019-11-20 SNODGRASS H. RALPH PRES./CHIEF SCIENTIFIC OFFICER Purchase +15,000 $0.34 $5K 15,000
2019-10-21 DOTSON JERROLD DUANE VP, CFO AND SECRETARY Grant or award · Stock Option (Right to Buy) +150,000 150,000
2019-10-21 MCPARTLAND MARK A. VP CORPORATE DEVELOPMENT Grant or award · Stock Option (Right to Buy) +100,000 100,000
2019-10-21 Smith Mark Alan CHIEF MEDICAL OFFICER Grant or award · Stock Option (Right to Buy) +100,000 100,000
2019-10-21 SNODGRASS H. RALPH PRES./CHIEF SCIENTIFIC OFFICER Grant or award · Stock Option (Right to Buy) +175,000 175,000
2019-10-21 Singh Shawn CHIEF EXECUTIVE OFFICER Grant or award · Stock Option (Right to Buy) +300,000 300,000
2019-10-21 Cunningham Ann Michelle Director Grant or award · Stock Option (Right to Buy) +75,000 75,000
2019-10-21 Underdown Brian J. Director Grant or award · Stock Option (Right to Buy) +75,000 75,000
2019-10-21 GIN JERRY B Director Grant or award · Stock Option (Right to Buy) +75,000 75,000
2019-10-21 SAXE JON S Director Grant or award · Stock Option (Right to Buy) +75,000 75,000
2019-05-28 Singh Shawn CHIEF EXECUTIVE OFFICER Grant or award · Stock Option (Right to Buy) +170,000 170,000
2019-05-23 SAXE JON S Director Grant or award · Stock Option (Right to Buy) +50,000 50,000
2019-05-23 GIN JERRY B Director Grant or award · Stock Option (Right to Buy) +50,000 50,000
2019-05-23 Underdown Brian J. Director Grant or award · Stock Option (Right to Buy) +50,000 50,000
2019-05-23 Cunningham Ann Michelle Director Grant or award · Stock Option (Right to Buy) +50,000 50,000
2019-05-23 SNODGRASS H. RALPH PRES./CHIEF SCIENTIFIC OFFICER Grant or award · Stock Option (Right to Buy) +150,000 150,000
2019-05-23 Smith Mark Alan CHIEF MEDICAL OFFICER Grant or award · Stock Option (Right to Buy) +150,000 150,000

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