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CIK 0001411685 · Non-accelerated filer<br>Smaller reporting company

Vistagen Therapeutics, Inc.

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Ticker
VTGN
Exchange
Nasdaq
Industry
Pharmaceutical Preparations
FY end
Mar 31
Incorporated
NV
Entity type
operating
EIN
205093315
Phone
650-577-3600
Business address
343 ALLERTON AVENUE, SOUTH SAN FRANCISCO, CA, 94080
Former names
Excaliber Enterprises, Ltd.
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 51 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2022-03-01 FitzPatrick Margaret M Director Grant or award · Stock Option (Right to Buy) +100,000 100,000
2022-03-01 SAXE JON S Director Grant or award · Stock Option (Right to Buy) +100,000 100,000
2022-03-01 Rotunno Mary L. Director Grant or award · Stock Option (Right to Buy) +100,000 100,000
2022-03-01 Curley Joanne Director Grant or award · Stock Option (Right to Buy) +100,000 100,000
2022-01-11 DOTSON JERROLD DUANE VP, CFO AND SECRETARY Option exercise +18,750 $1.00 $19K 94,571
2022-01-11 DOTSON JERROLD DUANE VP, CFO AND SECRETARY Option exercise · Stock Option (Right to Buy) −18,750 15,625
2021-12-31 Smith Mark Alan CHIEF MEDICAL OFFICER Grant or award +2,655 $1.66 $4K 14,915
2021-12-31 DOTSON JERROLD DUANE VP, CFO AND SECRETARY Grant or award +3,575 $1.66 $6K 75,821
2021-12-31 SNODGRASS H. RALPH PRES./CHIEF SCIENTIFIC OFFICER Grant or award +3,623 $1.66 $6K 64,958
2021-12-31 Singh Shawn CHIEF EXECUTIVE OFFICER Grant or award +3,623 $1.66 $6K 48,998
2021-09-07 DOTSON JERROLD DUANE VP, CFO AND SECRETARY Sale −30,000 $3.13 $94K 72,786
2021-09-02 SNODGRASS H. RALPH PRES./CHIEF SCIENTIFIC OFFICER Gift +1,111 61,335
2021-08-23 SNODGRASS H. RALPH PRES./CHIEF SCIENTIFIC OFFICER Gift −740 33,901
2021-08-17 SNODGRASS H. RALPH PRES./CHIEF SCIENTIFIC OFFICER Purchase +3,750 $2.73 $10K 34,641
2021-07-21 FitzPatrick Margaret M Director Grant or award · Stock Option (Right to Buy) +75,000 75,000
2021-07-06 Rotunno Mary L. Director Grant or award · Stock Option (Right to Buy) +75,000 75,000
2021-06-30 DOTSON JERROLD DUANE VP, CFO AND SECRETARY Grant or award +3,044 $1.95 $6K 13,044
2021-06-30 DOTSON JERROLD DUANE VP, CFO AND SECRETARY Option exercise +1,000 $1.50 $2K 14,044
2021-06-30 DOTSON JERROLD DUANE VP, CFO AND SECRETARY Option exercise +78,918 $1.00 $79K 92,962
2021-06-30 DOTSON JERROLD DUANE VP, CFO AND SECRETARY Option exercise +9,824 $0.40 $4K 102,786

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