CIK 0001411685 · Non-accelerated filer<br>Smaller reporting company
Vistagen Therapeutics, Inc.
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- VTGN
- Exchange
- Nasdaq
- Industry
- Pharmaceutical Preparations
- FY end
- Mar 31
- Incorporated
- NV
- Entity type
- operating
- EIN
- 205093315
- Phone
- 650-577-3600
- Business address
- 343 ALLERTON AVENUE, SOUTH SAN FRANCISCO, CA, 94080
- Former names
- Excaliber Enterprises, Ltd.
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2011-12-15 | CATO HOLDING CO 10% owner | Option exercise · Warrant | −212,166 | $1.25 | $265K | 0 |
| 2011-12-15 | CATO HOLDING CO 10% owner | Option exercise · Warrant | −2,916 | $1.05 | $3K | 0 |
| 2011-12-15 | CATO HOLDING CO 10% owner | Option exercise · Warrant | −46,542 | $0.88 | $41K | 0 |
| 2011-12-15 | CATO HOLDING CO 10% owner | Option exercise · Warrant | −162,500 | $1.00 | $163K | 0 |
| 2011-12-15 | CATO HOLDING CO 10% owner | Purchase · Warrant | +34,940 | $2.27 | $79K | 0 |
| 2011-12-15 | CATO HOLDING CO 10% owner | Conversion | +424,124 | $471,727.26 | $200.1B | 3,310,836 |
| 2011-12-15 | CATO HOLDING CO 10% owner | Conversion · Warrant | −212,166 | $2.50 | $530K | 0 |
| 2011-12-15 | CATO HOLDING CO 10% owner | Conversion · Warrant | −2,916 | $2.10 | $6K | 0 |
| 2011-12-15 | CATO HOLDING CO 10% owner | Conversion · Warrant | −46,542 | $1.75 | $81K | 0 |
| 2011-12-15 | CATO HOLDING CO 10% owner | Conversion · Warrant | −162,500 | $2.00 | $325K | 0 |
| 2011-12-14 | SAXE JON S Director | Option exercise | +2,784 | $1.25 | $3K | 20,138 |
| 2011-12-14 | SAXE JON S Director | Option exercise · Warrant | −2,784 | 0 | ||
| 2011-09-19 | DOTSON JERROLD DUANE ACTING CFO | Grant or award · Stock Option (Right to Buy) | +50,000 | 50,000 | ||
| 2011-08-16 | RICE A. FRANKLIN CHIEF OPERATING OFFICER | Gift | −219,000 | 240,046 | ||
| 2011-05-11 | SAXE JON S Director | Grant or award | +17,354 | $3.50 | $61K | 17,354 |
| 2011-05-11 | SAXE JON S Director | Grant or award · Stock Option (Right to Buy) | +5,000 | 5,000 | ||
| 2011-05-11 | SAXE JON S Director | Grant or award · Stock Option (Right to Buy) | +1,250 | 1,250 | ||
| 2011-05-11 | SAXE JON S Director | Grant or award · Stock Option (Right to Buy) | +4,375 | 4,375 | ||
| 2011-05-11 | SAXE JON S Director | Grant or award · Stock Option (Right to Buy) | +3,000 | 3,000 | ||
| 2011-05-11 | SAXE JON S Director | Grant or award · Stock Option (Right to Buy) | +2,500 | 2,500 |
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