CIK 0001411685 · Non-accelerated filer<br>Smaller reporting company
Vistagen Therapeutics, Inc.
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- VTGN
- Exchange
- Nasdaq
- Industry
- Pharmaceutical Preparations
- FY end
- Mar 31
- Incorporated
- NV
- Entity type
- operating
- EIN
- 205093315
- Phone
- 650-577-3600
- Business address
- 343 ALLERTON AVENUE, SOUTH SAN FRANCISCO, CA, 94080
- Former names
- Excaliber Enterprises, Ltd.
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2012-10-30 | DOTSON JERROLD DUANE CFO | Returned to the company · Stock Option (Right to Buy) | −2,500 | 0 | ||
| 2012-10-30 | DOTSON JERROLD DUANE CFO | Returned to the company · Stock Option (Right to Buy) | −10,000 | 0 | ||
| 2012-10-30 | DOTSON JERROLD DUANE CFO | Grant or award · Stock Option (Right to Buy) | +12,500 | 12,500 | ||
| 2012-05-03 | RICE A. FRANKLIN VP CORPORATE DEVELOPMENT | Gift | −50,000 | 174,046 | ||
| 2012-02-13 | Bonfiglio Gregory A. Director | Grant or award · Warrant for Common Stock | +50,000 | 50,000 | ||
| 2012-02-13 | SAXE JON S Director | Grant or award · Warrant for Common Stock | +50,000 | |||
| 2012-02-13 | Underdown Brian J. Director | Grant or award · Warrant for Common Stock | +50,000 | 50,000 | ||
| 2011-12-22 | RICE A. FRANKLIN CHIEF OPERATING OFFICER | Gift | −16,000 | 224,046 | ||
| 2011-12-22 | Platinum Long Term Growth VII, LLC 10% owner | Other disposition | −484,000 | 1,558,862 | ||
| 2011-12-22 | Platinum Long Term Growth VII, LLC 10% owner | Other acquisition · Series A Preferred Stock | +45,980 | 459,800 | ||
| 2011-12-20 | SNODGRASS H. RALPH PRES./CHIEF SCIENTIFIC OFFICER | Option exercise | +113,636 | $0.88 | $100K | 1,204,468 |
| 2011-12-20 | SNODGRASS H. RALPH PRES./CHIEF SCIENTIFIC OFFICER | Option exercise · Stock Option (Right to Buy) | −113,636 | 0 | ||
| 2011-12-15 | Cato Allen Easley 10% owner | Conversion | +11,363 | $9,999.44 | $113.6M | 28,497 |
| 2011-12-15 | Cato Allen Easley 10% owner | Option exercise · Warrant | −11,363 | $0.88 | $10K | 28,067 |
| 2011-12-15 | Cato Allen Easley 10% owner | Sale · Warrant | −6,988 | $0.88 | $6K | 28,067 |
| 2011-12-15 | Cato Allen Easley 10% owner | Option exercise · Warrant | +212,166 | $1.25 | $265K | 0 |
| 2011-12-15 | Cato Allen Easley 10% owner | Option exercise · Warrant | +2,916 | $1.05 | $3K | 0 |
| 2011-12-15 | Cato Allen Easley 10% owner | Option exercise · Warrant | −46,542 | $0.88 | $41K | 0 |
| 2011-12-15 | Cato Allen Easley 10% owner | Option exercise · Warrant | −162,500 | $1.00 | $163K | 0 |
| 2011-12-15 | CATO HOLDING CO 10% owner | Option exercise | +424,124 | 3,310,836 |
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