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CIK 0001411685 · Non-accelerated filer<br>Smaller reporting company

Vistagen Therapeutics, Inc.

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Ticker
VTGN
Exchange
Nasdaq
Industry
Pharmaceutical Preparations
FY end
Mar 31
Incorporated
NV
Entity type
operating
EIN
205093315
Phone
650-577-3600
Business address
343 ALLERTON AVENUE, SOUTH SAN FRANCISCO, CA, 94080
Former names
Excaliber Enterprises, Ltd.
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Date Insider Transaction Shares Price Value Owned after
2013-12-20 Underdown Brian J. Director Returned to the company · Stock Option (Right to Buy) −125,000 0
2013-12-20 Underdown Brian J. Director Grant or award · Stock Option (Right to Buy) +125,000 125,000
2013-12-20 Underdown Brian J. Director Returned to the company · Stock Option (Right to Buy) −50,000 0
2013-12-20 Underdown Brian J. Director Grant or award · Stock Option (Right to Buy) +50,000 50,000
2013-12-20 Underdown Brian J. Director Returned to the company · Warrant for Common Stock −50,000 0
2013-12-20 Underdown Brian J. Director Grant or award · Warrant for Common Stock +50,000 50,000
2013-12-20 SNODGRASS H. RALPH PRES./CHIEF SCIENTIFIC OFFICER Returned to the company · Stock Option (Right to Buy) −50,000 0
2013-12-20 SNODGRASS H. RALPH PRES./CHIEF SCIENTIFIC OFFICER Grant or award · Stock Option (Right to Buy) +50,000 50,000
2013-12-20 SNODGRASS H. RALPH PRES./CHIEF SCIENTIFIC OFFICER Returned to the company · Stock Option (Right to Buy) −25,000 0
2013-12-20 SNODGRASS H. RALPH PRES./CHIEF SCIENTIFIC OFFICER Grant or award · Stock Option (Right to Buy) +25,000 25,000
2013-12-20 SNODGRASS H. RALPH PRES./CHIEF SCIENTIFIC OFFICER Returned to the company · Stock Option (Right to Buy) −150,000 0
2013-12-20 SNODGRASS H. RALPH PRES./CHIEF SCIENTIFIC OFFICER Grant or award · Stock Option (Right to Buy) +150,000 150,000
2013-12-20 SNODGRASS H. RALPH PRES./CHIEF SCIENTIFIC OFFICER Returned to the company · Stock Option (Right to Buy) −250,000 0
2013-12-20 SNODGRASS H. RALPH PRES./CHIEF SCIENTIFIC OFFICER Grant or award · Stock Option (Right to Buy) +250,000 250,000
2013-12-20 SNODGRASS H. RALPH PRES./CHIEF SCIENTIFIC OFFICER Returned to the company · Stock Option (Right to Buy) −100,000 0
2013-12-20 SNODGRASS H. RALPH PRES./CHIEF SCIENTIFIC OFFICER Grant or award · Stock Option (Right to Buy) +100,000 100,000
2013-12-20 DOTSON JERROLD DUANE CFO AND SECRETARY Returned to the company · Stock Option (Right to Buy) −13,541 0
2013-12-20 DOTSON JERROLD DUANE CFO AND SECRETARY Grant or award · Stock Option (Right to Buy) +13,541 13,541
2013-12-20 DOTSON JERROLD DUANE CFO AND SECRETARY Returned to the company · Stock Option (Right to Buy) −86,459 0
2013-12-20 DOTSON JERROLD DUANE CFO AND SECRETARY Grant or award · Stock Option (Right to Buy) +86,459 86,459

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