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CIK 0001411685 · Non-accelerated filer<br>Smaller reporting company

Vistagen Therapeutics, Inc.

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Ticker
VTGN
Exchange
Nasdaq
Industry
Pharmaceutical Preparations
FY end
Mar 31
Incorporated
NV
Entity type
operating
EIN
205093315
Phone
650-577-3600
Business address
343 ALLERTON AVENUE, SOUTH SAN FRANCISCO, CA, 94080
Former names
Excaliber Enterprises, Ltd.
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Date Insider Transaction Shares Price Value Owned after
2015-01-11 SAXE JON S Director Grant or award · Warrant for Common Stock +20,000 20,000
2014-03-19 DOTSON JERROLD DUANE CFO AND SECRETARY Other acquisition · Warrant +100,000 100,000
2014-03-19 Underdown Brian J. Director Other acquisition · Warrant for Common Stock +50,000 50,000
2014-03-19 SNODGRASS H. RALPH PRES./CHIEF SCIENTIFIC OFFICER Other acquisition · Warrant +50,000 50,000
2014-03-19 SNODGRASS H. RALPH PRES./CHIEF SCIENTIFIC OFFICER Other acquisition · Warrant +150,000 150,000
2014-03-19 SAXE JON S Director Other acquisition · Warrant +65,000 65,000
2013-12-20 SAXE JON S Director Returned to the company · Stock Option (Right to Buy) −7,500 0
2013-12-20 SAXE JON S Director Grant or award · Stock Option (Right to Buy) +7,500 7,500
2013-12-20 SAXE JON S Director Returned to the company · Stock Option (Right to Buy) −20,000 0
2013-12-20 SAXE JON S Director Grant or award · Stock Option (Right to Buy) +20,000 20,000
2013-12-20 SAXE JON S Director Returned to the company · Stock Option (Right to Buy) −150,000 0
2013-12-20 SAXE JON S Director Grant or award · Stock Option (Right to Buy) +150,000 150,000
2013-12-20 SAXE JON S Director Returned to the company · Stock Option (Right to Buy) −50,000 0
2013-12-20 SAXE JON S Director Grant or award · Stock Option (Right to Buy) +50,000 50,000
2013-12-20 SAXE JON S Director Returned to the company · Stock Option (Right to Buy) −10,000 0
2013-12-20 SAXE JON S Director Grant or award · Stock Option (Right to Buy) +10,000 10,000
2013-12-20 SAXE JON S Director Returned to the company · Warrant for Common Stock −50,000 0
2013-12-20 SAXE JON S Director Grant or award · Warrant for Common Stock +50,000 50,000
2013-12-20 Underdown Brian J. Director Returned to the company · Stock Option (Right to Buy) −10,000 0
2013-12-20 Underdown Brian J. Director Grant or award · Stock Option (Right to Buy) +10,000 10,000

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