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CIK 0001411685 · Non-accelerated filer<br>Smaller reporting company

Vistagen Therapeutics, Inc.

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Ticker
VTGN
Exchange
Nasdaq
Industry
Pharmaceutical Preparations
FY end
Mar 31
Incorporated
NV
Entity type
operating
EIN
205093315
Phone
650-577-3600
Business address
343 ALLERTON AVENUE, SOUTH SAN FRANCISCO, CA, 94080
Former names
Excaliber Enterprises, Ltd.
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Date Insider Transaction Shares Price Value Owned after
2015-11-11 Underdown Brian J. Director Grant or award · Warrant for Common Stock +20,000 20,000
2015-11-11 Underdown Brian J. Director Returned to the company · Warrant for Common Stock −50,000 0
2015-11-11 Underdown Brian J. Director Grant or award · Warrant for Common Stock +50,000 50,000
2015-11-11 SNODGRASS H. RALPH PRES./CHIEF SCIENTIFIC OFFICER Returned to the company · Warrant for Common Stock −50,000 0
2015-11-11 SNODGRASS H. RALPH PRES./CHIEF SCIENTIFIC OFFICER Grant or award · Warrant for Common Stock +50,000 50,000
2015-11-11 SNODGRASS H. RALPH PRES./CHIEF SCIENTIFIC OFFICER Returned to the company · Warrant for Common Stock −2,500 0
2015-11-11 SNODGRASS H. RALPH PRES./CHIEF SCIENTIFIC OFFICER Grant or award · Warrant for Common Stock +2,500 2,500
2015-11-11 SNODGRASS H. RALPH PRES./CHIEF SCIENTIFIC OFFICER Returned to the company · Warrant for Common Stock −7,500 0
2015-11-11 SNODGRASS H. RALPH PRES./CHIEF SCIENTIFIC OFFICER Grant or award · Warrant for Common Stock +7,500 7,500
2015-11-11 SNODGRASS H. RALPH PRES./CHIEF SCIENTIFIC OFFICER Returned to the company · Warrant for Common Stock −100,000 0
2015-11-11 SNODGRASS H. RALPH PRES./CHIEF SCIENTIFIC OFFICER Grant or award · Warrant for Common Stock +100,000 100,000
2015-11-11 SNODGRASS H. RALPH PRES./CHIEF SCIENTIFIC OFFICER Returned to the company · Warrant for Common Stock −150,000 0
2015-11-11 SNODGRASS H. RALPH PRES./CHIEF SCIENTIFIC OFFICER Grant or award · Warrant for Common Stock +150,000 150,000
2015-11-11 DOTSON JERROLD DUANE CFO AND SECRETARY Returned to the company · Warrant for Common Stock −10,000 0
2015-11-11 DOTSON JERROLD DUANE CFO AND SECRETARY Grant or award · Warrant for Common Stock +10,000 10,000
2015-11-11 DOTSON JERROLD DUANE CFO AND SECRETARY Returned to the company · Warrant for Common Stock −5,000 0
2015-11-11 DOTSON JERROLD DUANE CFO AND SECRETARY Grant or award · Warrant for Common Stock +5,000 5,000
2015-11-11 DOTSON JERROLD DUANE CFO AND SECRETARY Returned to the company · Warrant for Common Stock −50,000 0
2015-11-11 DOTSON JERROLD DUANE CFO AND SECRETARY Grant or award · Warrant for Common Stock +50,000 50,000
2015-11-11 DOTSON JERROLD DUANE CFO AND SECRETARY Returned to the company · Warrant for Common Stock −100,000 0

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