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CIK 0001692376 · Accelerated filer<br>Smaller reporting company

Velocity Financial, Inc.

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Ticker
VEL
Exchange
NYSE
Industry
Finance Services
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
866-505-3863
Business address
2945 TOWNSGATE ROAD, SUITE 110, WESTLAKE VILLAGE, CA, 91361
Former names
Velocity Financial, LLC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$158,460
in 4 filings, $158K under 10b5-1 plans

Net −$158,460. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 83 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2025-05-01 TOBI III SPE I LLC Director Option exercise · Warrant (right to buy) −1,673,958 0
2025-03-27 SPG GP, LLC Director Option exercise +892,777 $2.96 $2.6M 13,165,542
2025-03-27 SPG GP, LLC Director Option exercise +446,389 $4.94 $2.2M 13,611,931
2025-03-27 SPG GP, LLC Director Shares withheld for taxes −258,828 $18.73 $4.8M 13,353,103
2025-03-27 SPG GP, LLC Director Option exercise · Private Placement Warrant (right to buy) −892,777 0
2025-03-27 SPG GP, LLC Director Option exercise · Private Placement Warrant (right to buy) −446,389 0
2025-03-06 SPG GP, LLC Director Returned to the company · Private Placement Warrant −892,777 0
2025-03-06 SPG GP, LLC Director Grant or award · Private Placement Warrant +892,777 892,777
2025-03-06 SPG GP, LLC Director Returned to the company · Private Placement Warrant −446,389 0
2025-03-06 SPG GP, LLC Director Grant or award · Private Placement Warrant +446,389 446,389
2025-03-06 TOBI III SPE I LLC Director Returned to the company · Warrant (right to buy) −1,673,958 0
2025-03-06 TOBI III SPE I LLC Director Grant or award · Warrant (right to buy) +1,673,958 1,673,958
2025-02-14 Kelly Roland Thomas Chief Legal Officer and GC Shares withheld for taxes −1,205 $18.56 $22K 106,421
2025-02-14 Szczepaniak Mark R Chief Financial Officer Shares withheld for taxes −2,678 $18.56 $50K 162,811
2025-02-14 Taylor Jeffrey T. Executive VP, Capital Markets Shares withheld for taxes −2,872 $18.56 $53K 169,292
2025-02-14 Tam Fiona Chief Accounting Officer Shares withheld for taxes −638 $18.56 $12K 43,433
2025-02-14 Farrar Christopher D. Chief Executive Officer Shares withheld for taxes −5,367 $18.56 $100K 693,715
2025-01-23 Szczepaniak Mark R Chief Financial Officer Shares withheld for taxes −4,321 $18.42 $80K 165,489
2025-01-23 Taylor Jeffrey T. Executive VP, Capital Markets Shares withheld for taxes −4,065 $18.42 $75K 172,164
2025-01-23 Kelly Roland Thomas Chief Legal Officer and GC Shares withheld for taxes −2,113 $18.42 $39K 107,626

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