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CIK 0001030471 · Non-accelerated filer

UTSTARCOM HOLDINGS CORP.

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Ticker
UTSI
Exchange
Nasdaq
Industry
Communications Equipment, NEC
FY end
Dec 31
Incorporated
Cayman Islands
Entity type
operating
EIN
521782500
Phone
86 571 8192 8888
Business address
4TH FLOOR, SOUTH WING, 368 LIUHE ROAD, BINJIANG DISTRICT, HANGZHOU, P.R., China, NA
Former names
UTSTARCOM INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$34,535
in 1 filing

Net −$34,535. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Shao Sean −$35K Director sold 100% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2009-09-15 LU HONG LIANG Director Sale −50,000 $2.01 $101K 3,376,413
2009-09-14 TOY THOMAS J Director Sale −20,435 $1.96 $40K 86,718
2009-09-09 Patel Viraj J Int CFO, VP, Controller & CAO Sale −49,968 $1.94 $97K 22,500
2009-09-08 Patel Viraj J Int CFO, VP, Controller & CAO Sale −77,598 $2.03 $158K 72,468
2009-09-08 Marsch Susan SVP and General Counsel Sale −4,159 $2.02 $8K 22,211
2009-09-08 LU HONG LIANG Director Sale −2,498 $2.13 $5K 3,426,413
2009-09-04 LU HONG LIANG Director Sale −23,362 $2.07 $48K 3,428,911
2009-09-03 LU HONG LIANG Director Sale −41,741 $1.66 $69K 3,452,273
2009-09-02 LU HONG LIANG Director Option exercise +88,061 3,142,893
2009-09-02 LU HONG LIANG Director Option exercise +176,121 3,319,014
2009-09-02 LU HONG LIANG Director Option exercise +25,000 3,344,014
2009-09-02 LU HONG LIANG Director Option exercise +150,000 3,494,014
2009-09-02 LU HONG LIANG Director Option exercise · Restricted Stock Units −88,061 0
2009-09-02 LU HONG LIANG Director Option exercise · Restricted Stock Units −176,121 0
2009-09-02 LU HONG LIANG Director Option exercise · Restricted Stock Units −25,000 0
2009-09-02 LU HONG LIANG Director Option exercise · Restricted Stock Units −150,000 0
2009-08-12 LU HONG LIANG Director Gift −10,500 80,775
2009-08-12 LU HONG LIANG Director Gift +10,500 49,225
2009-07-31 BLACKMORE PETER CEO & President Option exercise +87,500 1,119,511
2009-07-31 BLACKMORE PETER CEO & President Sale −113,158 $1.72 $195K 1,006,353

Page 6 of 17 · 323 trades