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CIK 0001030471 · Non-accelerated filer

UTSTARCOM HOLDINGS CORP.

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Ticker
UTSI
Exchange
Nasdaq
Industry
Communications Equipment, NEC
FY end
Dec 31
Incorporated
Cayman Islands
Entity type
operating
EIN
521782500
Phone
86 571 8192 8888
Business address
4TH FLOOR, SOUTH WING, 368 LIUHE ROAD, BINJIANG DISTRICT, HANGZHOU, P.R., China, NA
Former names
UTSTARCOM INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$34,535
in 1 filing

Net −$34,535. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Shao Sean −$35K Director sold 100% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2010-09-30 LU HONG LIANG Director Grant or award +23,041 3,042,414
2010-09-30 LU HONG LIANG Director Grant or award · Stock Option (right to buy) +46,082 46,082
2010-09-30 LU HONG LIANG Director Grant or award +23,041 3,042,414
2010-09-30 LU HONG LIANG Director Grant or award · Stock Option (right to buy) +46,082 46,082
2010-09-30 TOY THOMAS J Director Grant or award +144,239 310,144
2010-09-30 TOY THOMAS J Director Grant or award · Stock Option (right to buy) +288,479 288,479
2010-09-30 RYAN BRUCE J Director Grant or award +30,414 76,838
2010-09-30 RYAN BRUCE J Director Grant or award · Stock Option (right to buy) +60,829 60,829
2010-09-30 LU HONG LIANG Director Grant or award +23,041 3,042,414
2010-09-30 LU HONG LIANG Director Grant or award · Stock Option (right to buy) +46,082 46,082
2010-09-30 Du Baichuan Director Grant or award · Stock Option (right to buy) +80,000 80,000
2010-09-30 Wong William Shiu Kau Director Grant or award · Stock Option (right to buy) +80,000 80,000
2010-08-03 BLACKMORE PETER CEO & President Sale −5,076 $2.04 $10K 1,015,972
2010-08-03 BLACKMORE PETER CEO & President Sale −145,018 $2.07 $300K 1,021,048
2010-07-31 BLACKMORE PETER CEO & President Option exercise +87,500 1,166,066
2010-07-31 BLACKMORE PETER CEO & President Option exercise · Restricted Stock Units +87,500 262,500
2010-06-03 LU HONG LIANG Director Sale −29,212 $2.01 $59K 3,019,373
2010-06-02 LU HONG LIANG Director Sale −18,002 $2.01 $36K 3,048,585
2010-06-01 LU HONG LIANG Director Sale −11,329 $2.01 $23K 3,066,587
2010-05-31 Li Henry SVP and General Counsel Grant or award +200,000 200,000

Page 3 of 17 · 323 trades