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CIK 0001030471 · Non-accelerated filer

UTSTARCOM HOLDINGS CORP.

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Ticker
UTSI
Exchange
Nasdaq
Industry
Communications Equipment, NEC
FY end
Dec 31
Incorporated
Cayman Islands
Entity type
operating
EIN
521782500
Phone
86 571 8192 8888
Business address
4TH FLOOR, SOUTH WING, 368 LIUHE ROAD, BINJIANG DISTRICT, HANGZHOU, P.R., China, NA
Former names
UTSTARCOM INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$34,535
in 1 filing

Net −$34,535. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Shao Sean −$35K Director sold 100% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2007-11-30 BARTON FRANCIS P Executive V.P. and CFO Grant or award +172,414 572,414
2007-11-30 BARTON FRANCIS P Executive V.P. and CFO Grant or award +689,655 1,262,069
2007-11-30 BARTON FRANCIS P Executive V.P. and CFO Shares withheld for taxes −409,667 $2.90 $1.2M 852,402
2007-11-30 BARTON FRANCIS P Executive V.P. and CFO Option exercise · Share Purchase Rights (right to buy) −46,000 0
2007-11-30 BARTON FRANCIS P Executive V.P. and CFO Grant or award · Restricted Stock Units +44,781 44,781
2007-11-30 BARTON FRANCIS P Executive V.P. and CFO Grant or award · Restricted Stock Units +89,562 89,562
2007-11-30 BARTON FRANCIS P Executive V.P. and CFO Grant or award · Restricted Stock Units +165,657 165,657
2007-11-30 Patel Viraj J VP, Corp. Controller and CAO Grant or award · Restricted Stock Units +60,714 60,714
2007-11-30 Patel Viraj J VP, Corp. Controller and CAO Grant or award · Restricted Stock Units +121,429 121,429
2007-11-30 CHRISTOPHER PHILIP President, UTS Personal Comm. Grant or award · Restricted Stock Units +35,714 35,714
2007-11-30 CHRISTOPHER PHILIP President, UTS Personal Comm. Grant or award · Restricted Stock Units +71,429 71,429
2007-11-30 LU HONG LIANG CEO Option exercise +117,000 2,518,425
2007-11-30 LU HONG LIANG CEO Grant or award +40,000 2,558,425
2007-11-30 LU HONG LIANG CEO Shares withheld for taxes −54,346 $2.90 $158K 2,504,079
2007-11-30 LU HONG LIANG CEO Grant or award +133,543 2,637,622
2007-11-30 LU HONG LIANG CEO Option exercise · Share Purchase Rights (right to buy) −117,000 0
2007-11-30 LU HONG LIANG CEO Grant or award · Restricted Stock Units +267,086 267,086
2007-11-30 King David AJ SVP, Int'l Sales & Marketing Grant or award · Restricted Stock Units +114,943 114,943
2007-11-30 King David AJ SVP, Int'l Sales & Marketing Grant or award · Restricted Stock Units +229,885 229,885
2007-11-30 CLARKE JEFF Director Grant or award +21,552 32,732

Page 16 of 17 · 323 trades