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CIK 0001030471 · Non-accelerated filer

UTSTARCOM HOLDINGS CORP.

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Ticker
UTSI
Exchange
Nasdaq
Industry
Communications Equipment, NEC
FY end
Dec 31
Incorporated
Cayman Islands
Entity type
operating
EIN
521782500
Phone
86 571 8192 8888
Business address
4TH FLOOR, SOUTH WING, 368 LIUHE ROAD, BINJIANG DISTRICT, HANGZHOU, P.R., China, NA
Former names
UTSTARCOM INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$34,535
in 1 filing

Net −$34,535. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Shao Sean −$35K Director sold 100% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2008-02-29 LU HONG LIANG CEO Option exercise +66,771 2,704,393
2008-02-29 LU HONG LIANG CEO Grant or award · Restricted Stock Units +200,000 200,000
2008-02-29 LU HONG LIANG CEO Grant or award · Restricted Stock Units +33,333 33,333
2008-02-29 LU HONG LIANG CEO Returned to the company · Restricted Stock Units −133,543 133,543
2008-02-29 LU HONG LIANG CEO Option exercise · Restricted Stock Units −66,771 66,772
2008-02-29 BARTON FRANCIS P Executive V.P. and CFO Option exercise +33,586 1,186,078
2008-02-29 BARTON FRANCIS P Executive V.P. and CFO Option exercise +11,195 1,197,273
2008-02-29 BARTON FRANCIS P Executive V.P. and CFO Sale −4,611 $2.45 $11K 1,192,662
2008-02-29 BARTON FRANCIS P Executive V.P. and CFO Sale −13,814 $2.45 $34K 1,178,848
2008-02-29 BARTON FRANCIS P Executive V.P. and CFO Grant or award · Restricted Stock Units +123,333 123,333
2008-02-29 BARTON FRANCIS P Executive V.P. and CFO Grant or award · Restricted Stock Units +61,667 61,667
2008-02-29 BARTON FRANCIS P Executive V.P. and CFO Option exercise · Restricted Stock Units +11,195 33,586
2008-02-29 BARTON FRANCIS P Executive V.P. and CFO Returned to the company · Restricted Stock Unit −22,390 67,172
2008-02-29 BARTON FRANCIS P Executive V.P. and CFO Option exercise · Restricted Stock Units +33,586 33,586
2008-02-29 BLACKMORE PETER President & COO Grant or award · Restricted Stock Units +170,000 170,000
2008-02-29 BLACKMORE PETER President & COO Grant or award · Restricted Stock Units +85,000 85,000
2008-02-29 CHRISTOPHER PHILIP President, UTS Personal Comm. Option exercise +35,714 35,714
2008-02-29 CHRISTOPHER PHILIP President, UTS Personal Comm. Option exercise +8,929 44,643
2008-02-29 CHRISTOPHER PHILIP President, UTS Personal Comm. Grant or award · Restricted Stock Units +100,000 100,000
2008-02-29 CHRISTOPHER PHILIP President, UTS Personal Comm. Grant or award · Restricted Stock Units +50,000 50,000

Page 13 of 17 · 323 trades