CIK 0001074828 · Non-accelerated filer<br>Smaller reporting company
USBC, Inc.
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- USBC
- Exchange
- NYSE
- Industry
- Finance Services
- FY end
- Dec 31
- Incorporated
- NV
- Entity type
- operating
- EIN
- 900273142
- Phone
- 775-239-7673
- Business address
- 300 E 2ND STREET, 15TH FLOOR, RENO, NV, 89501
- Former names
- KNOW LABS, INC., VISUALANT INC, Visualant, INC, STARBERRYS CORP, CIGAR KING CORP
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 96 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2020-01-01 | OWENS WILLIAM ARTHUR Director | Grant or award | +40,000 | $1.90 | $76K | 490,000 |
| 2020-01-01 | PEPPER JON Director | Grant or award | +40,000 | $1.90 | $76K | 278,000 |
| 2020-01-01 | Takesako Ichiro John Paul Director | Grant or award | +40,000 | $1.90 | $76K | 190,000 |
| 2019-11-04 | PEPPER JON Director | Grant or award · Option to Purchase Common Stock | +52,500 | 52,500 | ||
| 2019-11-04 | Takesako Ichiro John Paul Director | Grant or award · Option to Purchase Common Stock | +52,500 | 52,500 | ||
| 2019-11-04 | Bosua Phillip CEO and President | Grant or award · Option to Purchase Common Stock | +1,200,000 | 2,200,000 | ||
| 2019-11-04 | ERICKSON RONALD P Director | Grant or award · Option to Purchase Common Stock | +1,200,000 | 1,200,000 | ||
| 2019-09-17 | PEPPER JON Director | Other disposition · Option to Purchase Common Stock | −50,000 | 0 | ||
| 2019-09-17 | Takesako Ichiro John Paul Director | Other disposition · Option to Purchase Common Stock | −50,000 | 0 | ||
| 2019-01-02 | ERICKSON RONALD P Director | Purchase | +100,000 | $0.17 | $17K | 420,934 |
| 2018-10-31 | Takesako Ichiro John Paul Director | Grant or award · Option to Purchase Common Stock | +50,000 | 50,000 | ||
| 2018-10-31 | PEPPER JON Director | Grant or award · Option to Purchase Common Stock | +50,000 | 50,000 | ||
| 2018-08-01 | Bosua Phillip CEO and President | Grant or award · Option to Purchase Common Stock | +1,000,000 | 1,000,000 | ||
| 2018-07-09 | ERICKSON RONALD P Director | Purchase | +800,000 | $0.25 | $200K | 910,001 |
| 2018-06-25 | Bosua Phillip CEO and President | Purchase | +500,000 | $0.25 | $125K | 2,600,000 |
| 2018-06-25 | Bosua Phillip CEO and President | Purchase | +255,000 | $0.25 | $64K | 2,855,000 |
| 2018-06-25 | Bosua Phillip CEO and President | Purchase | +500,000 | $0.25 | $125K | 2,600,000 |
| 2018-04-10 | Takesako Ichiro John Paul Director | Grant or award | +50,000 | $0.25 | $13K | 150,000 |
| 2018-04-10 | PEPPER JON Director | Grant or award | +75,000 | $0.25 | $19K | 238,000 |
| 2018-03-16 | ERICKSON RONALD P CEO and President | Grant or award · Warrant to Purchase Common Stock | +855,000 | 855,000 |
Page 8 of 9 · 161 trades