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CIK 0001647639 · Large accelerated filer

Upstart Holdings, Inc.

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Ticker
UPST
Exchange
Nasdaq
Industry
Finance Services
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
464332431
Phone
(650) 204-1000
Business address
220 PARK ROAD, SUITE 500, BURLINGAME, CA, 94010
Open-market buys, last 90 days
$1,277,500
in 1 filing
Open-market sales, last 90 days
$4,374,439
in 8 filings, $326K under 10b5-1 plans

Net −$3,096,939. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2025-05-01 Darling Scott Chief Legal Officer Option exercise +1,000 $13.22 $13K 151,129
2025-05-01 Darling Scott Chief Legal Officer Sale −1,000 $50.16 $50K 150,129
2025-05-01 Darling Scott Chief Legal Officer Option exercise · Employee Stock Option (Right to buy) −1,000 224,527
2025-04-29 Darling Scott Chief Legal Officer Option exercise +1,000 $13.22 $13K 151,129
2025-04-29 Darling Scott Chief Legal Officer Sale −1,000 $50.27 $50K 150,129
2025-04-29 Darling Scott Chief Legal Officer Option exercise · Employee Stock Option (Right to buy) −1,000 225,527
2025-04-14 Gu Paul Chief Technology Offier Option exercise +25,000 $3.80 $95K 1,097,156
2025-04-14 Gu Paul Chief Technology Offier Option exercise · Employee Stock Option (Right to buy) −25,000 95,000
2025-03-31 Mirgorodskaya Natalia See Remarks Grant or award +972 20,729
2025-03-31 Mirgorodskaya Natalia See Remarks Grant or award +5,998 26,727
2025-03-31 Mirgorodskaya Natalia See Remarks Grant or award · Employee Stock Option (Right to buy) +616 616
2025-03-31 Mirgorodskaya Natalia See Remarks Grant or award · Employee Stock Option (Right to buy) +3,799 3,799
2025-03-10 Gu Paul Chief Technology Offier Option exercise +13,269 $15.23 $202K 1,067,312
2025-03-10 Gu Paul Chief Technology Offier Option exercise +4,844 $25.75 $125K 1,072,156
2025-03-10 Gu Paul Chief Technology Offier Option exercise · Employee Stock Option (Right to buy) −13,269 285,332
2025-03-10 Gu Paul Chief Technology Offier Option exercise · Employee Stock Option (Right to buy) −4,844 106,593
2025-03-06 Gu Paul Chief Technology Offier Option exercise +13,269 $15.23 $202K 1,049,199
2025-03-06 Gu Paul Chief Technology Offier Option exercise +4,844 $25.75 $125K 1,054,043
2025-03-06 Gu Paul Chief Technology Offier Option exercise · Employee Stock Option (Right to buy) −13,269 298,601
2025-03-06 Gu Paul Chief Technology Offier Option exercise · Employee Stock Option (Right to buy) −4,844 111,437

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