CIK 0001647639 · Large accelerated filer
Upstart Holdings, Inc.
Sign in to watch- Ticker
- UPST
- Exchange
- Nasdaq
- Industry
- Finance Services
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 464332431
- Phone
- (650) 204-1000
- Business address
- 220 PARK ROAD, SUITE 500, BURLINGAME, CA, 94010
- Open-market buys, last 90 days
- $2,305,900
- in 2 filings
- Open-market sales, last 90 days
- $4,374,439
- in 8 filings, $326K under 10b5-1 plans
Net −$2,068,539. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Who's trading
90 days
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2026-11-11 | Gu Paul Chief Executive Officer | Purchase | +50,000 | $20.57 | $1.0M | 180,000 |
| 2026-09-10 | Gu Paul Chief Executive Officer | Purchase | +50,000 | $25.55 | $1.3M | 130,000 |
| 2026-05-13 | Gu Paul Chief Executive Officer | Purchase | +50,000 | $27.50 | $1.4M | 70,000 |
| 2026-02-28 | Gu Paul Chief Technology Offier | Grant or award · Performance-based Restricted Stock Unit | +912,702 | 912,702 | ||
| 2025-11-11 | Gu Paul Chief Technology Offier | Purchase | +20,000 | $39.22 | $784K | 20,000 |
| 2025-11-11 | Gu Paul Chief Technology Offier | Purchase | +80,000 | $39.23 | $3.1M | 80,000 |
| 2025-09-02 | Gu Paul Chief Technology Offier | Option exercise 10b5-1 | +2,500 | $3.80 | $10K | 1,149,656 |
| 2025-09-02 | Gu Paul Chief Technology Offier | Option exercise 10b5-1 | +2,500 | $8.88 | $22K | 1,152,156 |
| 2025-09-02 | Gu Paul Chief Technology Offier | Sale 10b5-1 | −2,663 | $68.35 | $182K | 1,149,493 |
| 2025-09-02 | Gu Paul Chief Technology Offier | Sale 10b5-1 | −2,337 | $68.91 | $161K | 1,147,156 |
| 2025-09-02 | Gu Paul Chief Technology Offier | Option exercise · Employee Stock Option (Right to buy) 10b5-1 | −2,500 | $3.80 | $10K | 42,500 |
| 2025-09-02 | Gu Paul Chief Technology Offier | Option exercise · Employee Stock Option (Right to buy) 10b5-1 | −2,500 | $8.88 | $22K | 181,336 |
| 2025-06-17 | Gu Paul Chief Technology Offier | Option exercise | +25,000 | $3.80 | $95K | 1,147,156 |
| 2025-06-17 | Gu Paul Chief Technology Offier | Option exercise · Employee Stock Option (Right to buy) | −25,000 | $3.80 | $95K | 45,000 |
| 2025-05-19 | Gu Paul Chief Technology Offier | Option exercise | +25,000 | $3.80 | $95K | 1,122,156 |
| 2025-05-19 | Gu Paul Chief Technology Offier | Option exercise · Employee Stock Option (Right to buy) | −25,000 | 70,000 | ||
| 2025-04-14 | Gu Paul Chief Technology Offier | Option exercise | +25,000 | $3.80 | $95K | 1,097,156 |
| 2025-04-14 | Gu Paul Chief Technology Offier | Option exercise · Employee Stock Option (Right to buy) | −25,000 | 95,000 | ||
| 2025-03-10 | Gu Paul Chief Technology Offier | Option exercise | +13,269 | $15.23 | $202K | 1,067,312 |
| 2025-03-10 | Gu Paul Chief Technology Offier | Option exercise | +4,844 | $25.75 | $125K | 1,072,156 |
Page 1 of 2 · 30 trades