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CIK 0001647639 · Large accelerated filer

Upstart Holdings, Inc.

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Ticker
UPST
Exchange
Nasdaq
Industry
Finance Services
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
464332431
Phone
(650) 204-1000
Business address
220 PARK ROAD, SUITE 500, BURLINGAME, CA, 94010
  1. 4 Planned sale See Remarks sold 1,309 shares at $69.00 ($90,321)
  2. 4 Open-market sale Chief Executive Officer sold 4,524 shares at an average $79.01 ($357,444)
  3. 4 Open-market sale Chief Technology Offier sold 12,007 shares at an average $79.02 ($948,826)
  4. 4 Open-market sale Chief Financial Officer sold 16,070 shares at an average $79.02 ($1,269,865)
  5. 4 Open-market sale Chief Legal Officer sold 4,794 shares at an average $79.04 ($378,934)
  6. 4 Open-market sale See Remarks sold 794 shares at an average $79.02 ($62,746)
  7. 4 Grant or award Director acquired 2,983 shares (grant or award)
  8. 3 Insider Initial Statement of Ownership
  9. 4 Planned sale Chief Executive Officer sold 41,667 shares at an average $84.65 ($3,526,908)
  10. 4 Option exercise Chief Technology Offier acquired 24,066 shares (option exercise)
  11. 4 Planned sale Chief Executive Officer sold 41,667 shares at an average $62.60 ($2,608,236)
  12. 4 Option exercise Chief Technology Offier acquired 30,792 shares (option exercise)
  13. 4 Grant or award Director acquired 765 shares (grant or award)
  14. 4 Grant or award Director acquired 542 shares (grant or award)
  15. 4 Grant or award Director acquired 626 shares (grant or award)
  16. 4 Grant or award Director acquired 695 shares (grant or award)
  17. 4 Option exercise Chief Technology Offier acquired 50,000 shares (option exercise)
  18. 4 Option exercise Chief Technology Offier acquired 50,000 shares (option exercise)
  19. 4 Option exercise See Remarks acquired 3,500 shares (option exercise)
  20. 4 Planned sale Chief Executive Officer sold 41,667 shares at an average $83.28 ($3,470,228)

Page 6 of 25 · 491 filings