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CIK 0001647639 · Large accelerated filer

Upstart Holdings, Inc.

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Ticker
UPST
Exchange
Nasdaq
Industry
Finance Services
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
464332431
Phone
(650) 204-1000
Business address
220 PARK ROAD, SUITE 500, BURLINGAME, CA, 94010
  1. 4 Grant or award Director acquired 1,099 shares (grant or award)
  2. 4 Grant or award Director acquired 4,314 shares (grant or award)
  3. 4 Grant or award Director acquired 4,314 shares (grant or award)
  4. 4 Grant or award Director acquired 4,314 shares (grant or award)
  5. 4 Grant or award Director acquired 4,314 shares (grant or award)
  6. 4 Grant or award Director acquired 4,314 shares (grant or award)
  7. 4 Planned sale See Remarks sold 1,340 shares at $44.19 ($59,215)
  8. 4 Open-market sale See Remarks sold 764 shares at $46.96 ($35,874)
  9. 4 Open-market sale Chief Financial Officer sold 13,512 shares at $46.97 ($634,674)
  10. 4 Open-market sale Chief Legal Officer sold 6,732 shares at $46.98 ($316,246)
  11. 4 Option exercise Chief Technology Offier acquired 25,000 shares (option exercise)
  12. 4 Open-market sale Chief Legal Officer sold 2,000 shares at an average $50.21 ($100,427)
  13. 4 Option exercise Chief Technology Offier acquired 25,000 shares (option exercise)
  14. 4 Grant or award See Remarks acquired 6,970 shares (grant or award)
  15. 4 Option exercise Chief Technology Offier acquired 36,226 shares (option exercise)
  16. 4 Planned sale Director sold 500 shares at $68.09 ($34,045)
  17. 4 Derivatives Options or other derivatives
  18. 4 Grant or award Chief Technology Offier acquired 29,331 shares (grant or award)
  19. 4 Grant or award Chief Financial Officer acquired 29,331 shares (grant or award)
  20. 4 Planned sale Chief Legal Officer sold 17,507 shares at an average $65.43 ($1,145,544)

Page 5 of 25 · 491 filings