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CIK 0001505155 · Non-accelerated filer<br>Smaller reporting company

Upland Software, Inc.

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Ticker
UPLD
Exchange
Nasdaq
Industry
Services-Prepackaged Software
FY end
Dec 31
Incorporated
TX
Entity type
operating
EIN
272992077
Phone
512-960-1010
Business address
900 S. CAPITAL OF TEXAS HWY, LAS CIMAS IV, SUITE 300, AUSTIN, TX, 78746
Former names
Silverback Acquisition Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2024-03-16 Smith Matthew Harnden General Counsel and Secretary Shares withheld for taxes −1,464 $4.21 $6K 98,536
2024-03-16 Cummings Karen President and COO Shares withheld for taxes −9,515 $4.21 $40K 390,994
2024-03-16 Hill Michael Douglass CFO & Treasurer Shares withheld for taxes −12,559 $4.21 $53K 338,245
2024-03-16 MCDONALD JOHN T CEO Shares withheld for taxes −19,330 $4.21 $81K 1,862,418
2024-02-06 Breslin Matthew Chief Revenue Officer Grant or award +150,000 150,000
2024-01-29 MCDONALD JOHN T CEO Grant or award +250,000 1,881,748
2024-01-29 MCDONALD JOHN T CEO Grant or award · Performance Share Unit +250,000 250,000
2024-01-29 Yates Oliver Robert MacFarlane Chief Sales Officer Grant or award +135,000 258,239
2024-01-29 Doman Dan Chief Product Officer Grant or award +150,000 341,271
2024-01-29 Smith Matthew Harnden General Counsel and Secretary Grant or award +50,000 100,000
2024-01-29 Cummings Karen Executive VP & Senior GM Grant or award +150,000 400,509
2024-01-29 Hill Michael Douglass CFO & Treasurer Grant or award +100,000 350,804
2024-01-29 MCDONALD JOHN T CEO Grant or award +250,000 1,881,748
2024-01-29 MCDONALD JOHN T CEO Grant or award · Performance Share Unit +250,000 250,000
2024-01-06 Mattox Timothy Director Grant or award +27,687 411,776
2023-12-16 Yates Oliver Robert MacFarlane Chief Sales Officer Shares withheld for taxes −2,740 $4.61 $13K 123,239
2023-12-16 Miller Paul Kenneth Chief Operating Officer Shares withheld for taxes −6,561 $4.61 $30K 209,387
2023-12-16 Doman Dan Chief Product Officer Shares withheld for taxes −8,528 $4.61 $39K 191,271
2023-12-16 Cummings Karen Executive VP & Senior GM Shares withheld for taxes −5,279 $4.61 $24K 250,509
2023-12-16 Hill Michael Douglass CFO & Treasurer Shares withheld for taxes −10,004 $4.61 $46K 250,804

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