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CIK 0001505155 · Non-accelerated filer<br>Smaller reporting company

Upland Software, Inc.

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Ticker
UPLD
Exchange
Nasdaq
Industry
Services-Prepackaged Software
FY end
Dec 31
Incorporated
TX
Entity type
operating
EIN
272992077
Phone
512-960-1010
Business address
900 S. CAPITAL OF TEXAS HWY, LAS CIMAS IV, SUITE 300, AUSTIN, TX, 78746
Former names
Silverback Acquisition Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2024-11-04 Walsh Teresa Miles Director Grant or award +25,000 119,490
2024-11-04 Chung David H S Director Grant or award +25,000 99,484
2024-11-04 COURTER STEPHEN E Director Grant or award +25,000 99,232
2024-11-04 Mattox Timothy Director Grant or award +25,000 436,776
2024-11-04 MAY DAVID Director Grant or award +25,000 166,437
2024-09-16 Smith Matthew Harnden General Counsel and Secretary Shares withheld for taxes −1,240 $2.24 $3K 95,836
2024-09-16 MCDONALD JOHN T CEO Shares withheld for taxes −17,833 $2.24 $40K 1,826,751
2024-09-16 Cummings Karen President and COO Shares withheld for taxes −7,815 $2.24 $18K 375,364
2024-09-16 Doman Dan Chief Product Officer Shares withheld for taxes −11,643 $2.24 $26K 300,903
2024-09-16 Hill Michael Douglass CFO & Treasurer Shares withheld for taxes −11,070 $2.24 $25K 316,105
2024-08-09 MCDONALD JOHN T CEO Purchase +66,365 $1.96 $130K 363,738
2024-08-08 MCDONALD JOHN T CEO Purchase +33,635 $1.98 $67K 297,373
2024-06-16 Doman Dan Chief Product Officer Shares withheld for taxes −13,447 $2.63 $35K 312,566
2024-06-16 Smith Matthew Harnden General Counsel and Secretary Shares withheld for taxes −1,460 $2.63 $4K 97,076
2024-06-16 Cummings Karen President and COO Shares withheld for taxes −7,815 $2.63 $21K 383,179
2024-06-16 Hill Michael Douglass CFO & Treasurer Shares withheld for taxes −11,070 $2.63 $29K 327,175
2024-06-16 MCDONALD JOHN T CEO Shares withheld for taxes −17,834 $2.63 $47K 1,844,584
2024-06-05 MCDONALD JOHN T CEO Grant or award · Performance Share Unit +500,000 750,000
2024-03-16 Yates Oliver Robert MacFarlane Chief Sales Officer Shares withheld for taxes −6,672 $4.21 $28K 251,567
2024-03-16 Doman Dan Chief Product Officer Shares withheld for taxes −15,258 $4.21 $64K 326,013

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