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CIK 0001505155 · Non-accelerated filer<br>Smaller reporting company

Upland Software, Inc.

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Ticker
UPLD
Exchange
Nasdaq
Industry
Services-Prepackaged Software
FY end
Dec 31
Incorporated
TX
Entity type
operating
EIN
272992077
Phone
512-960-1010
Business address
900 S. CAPITAL OF TEXAS HWY, LAS CIMAS IV, SUITE 300, AUSTIN, TX, 78746
Former names
Silverback Acquisition Corp
  1. 4 Grant or award Chief Operating & Product Ofcr acquired 100,000 shares (grant or award)
  2. 4 Grant or award CFO, Treasurer & Secretary acquired 70,000 shares (grant or award)
  3. 4 Grant or award Chief Operating & Product Ofcr acquired 150,000 shares (grant or award)
  4. 4 Shares withheld for taxes Chief Operating & Product Ofcr gave up 24,595 shares (to pay taxes)
  5. 4 Shares withheld for taxes CEO gave up 19,677 shares (to pay taxes)
  6. 4 Shares withheld for taxes CFO, Treasurer & Secretary gave up 8,856 shares (to pay taxes)
  7. 4 Grant or award Director acquired 25,000 shares (grant or award)
  8. 4 Grant or award Director acquired 25,000 shares (grant or award)
  9. 4 Grant or award Director acquired 25,000 shares (grant or award)
  10. 4 Grant or award Director acquired 25,000 shares (grant or award)
  11. 4 Grant or award Director acquired 25,000 shares (grant or award)
  12. 4 Shares withheld for taxes CEO gave up 22,956 shares (to pay taxes)
  13. 4 Shares withheld for taxes CFO, Treasurer & Secretary gave up 11,152 shares (to pay taxes)
  14. 4 Shares withheld for taxes Chief Operating & Product Ofcr gave up 26,236 shares (to pay taxes)
  15. 4 Open-market sale CEO sold 14,438 shares at $2.36 ($34,064)
  16. 4 Shares withheld for taxes President and COO gave up 40,993 shares (to pay taxes)
  17. 4 Shares withheld for taxes General Counsel and Secretary gave up 3,596 shares (to pay taxes)
  18. 4 Shares withheld for taxes CEO gave up 22,957 shares (to pay taxes)
  19. 4 Shares withheld for taxes CFO & Treasurer gave up 11,152 shares (to pay taxes)
  20. 4 Shares withheld for taxes Chief Product Officer gave up 14,758 shares (to pay taxes)

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