CIK 0001505155 · Non-accelerated filer<br>Smaller reporting company
Upland Software, Inc.
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- UPLD
- Exchange
- Nasdaq
- Industry
- Services-Prepackaged Software
- FY end
- Dec 31
- Incorporated
- TX
- Entity type
- operating
- EIN
- 272992077
- Phone
- 512-960-1010
- Business address
- 900 S. CAPITAL OF TEXAS HWY, LAS CIMAS IV, SUITE 300, AUSTIN, TX, 78746
- Former names
- Silverback Acquisition Corp
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2026-09-16 | Simon Jennifer L. Chief Financial Officer | Shares withheld for taxes | −1,117 | $3.95 | $4K | 28,883 |
| 2026-09-16 | Doman Dan Chief Operating & Product Ofcr | Shares withheld for taxes | −2,952 | $3.95 | $12K | 86,473 |
| 2026-09-16 | Nathaniel Sean CEO and President | Shares withheld for taxes | −1,640 | $3.95 | $6K | 48,574 |
| 2026-08-17 | Simon Jennifer L. Chief Financial Officer | Grant or award | +30,000 | 30,000 | ||
| 2026-08-17 | Simon Jennifer L. Chief Financial Officer | Grant or award · Performance Share Unit | +6,666 | 6,666 | ||
| 2026-08-07 | Mattox Timothy Director | Sale 10b5-1 | −847.4 | $4.28 | $4K | 36,052.6 |
| 2026-08-06 | Mattox Timothy Director | Sale 10b5-1 | −1,000 | $4.27 | $4K | 36,900 |
| 2026-08-05 | Mattox Timothy Director | Sale 10b5-1 | −1,000 | $4.53 | $5K | 37,900 |
| 2026-08-04 | Mattox Timothy Director | Sale 10b5-1 | −1,000 | $4.33 | $4K | 38,900 |
| 2026-08-03 | Mattox Timothy Director | Sale 10b5-1 | −1,000 | $4.45 | $4K | 39,900 |
| 2026-07-31 | Mattox Timothy Director | Sale 10b5-1 | −1,000 | $4.48 | $4K | 40,900 |
| 2026-06-16 | Doman Dan Chief Operating & Product Ofcr | Shares withheld for taxes | −29,515 | $0.61 | $18K | 894,251 |
| 2026-06-16 | Nathaniel Sean CEO and President | Shares withheld for taxes | −18,605 | $0.61 | $11K | 502,146 |
| 2026-06-16 | Hill Michael Douglass CFO, Treasurer & Secretary | Shares withheld for taxes | −8,931 | $0.61 | $5K | 383,360 |
| 2026-06-04 | Nathaniel Sean CEO and President | Grant or award | +500,000 | 520,751 | ||
| 2026-06-04 | Nathaniel Sean CEO and President | Grant or award · Performance-based Restricted Stock Unit June 2026 | +133,333 | 133,333 | ||
| 2026-04-30 | MCDONALD JOHN T Director | Grant or award | +250,000 | 2,640,887 | ||
| 2026-04-30 | MCDONALD JOHN T Director | Returned to the company · Performance Share Unit | −250,000 | 0 | ||
| 2026-03-16 | Doman Dan Chief Operating & Product Ofcr | Shares withheld for taxes | −33,491 | $0.54 | $18K | 923,766 |
| 2026-03-16 | Hill Michael Douglass CFO, Treasurer & Secretary | Shares withheld for taxes | −8,931 | $0.54 | $5K | 392,291 |
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