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CIK 0000894158 · Non-accelerated filer<br>Smaller reporting company

Theriva Biologics, Inc.

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Ticker
TOVX
Exchange
NYSE
Industry
Pharmaceutical Preparations
FY end
Dec 31
Incorporated
NV
Entity type
operating
EIN
133808303
Phone
(734) 332-7800
Business address
9605 MEDICAL CENTER DRIVE, SUITE 270, ROCKVILLE, MD, 20850
Former names
Synthetic Biologics, Inc., ADEONA PHARMACEUTICALS, INC., PIPEX PHARMACEUTICALS, INC., SHEFFIELD PHARMACEUTICALS INC, SHEFFIELD MEDICAL TECHNOLOGIES INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 35 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2016-11-30 SHALLCROSS STEVEN A Chief Financial Officer Grant or award · Stock Options +500,000 500,000
2016-11-18 Tarriff Scott Director Grant or award +300,000 300,000
2016-11-18 Tarriff Scott Director Grant or award · Series A Warrant +300,000 300,000
2016-11-18 Tarriff Scott Director Grant or award · Series B Warrant +300,000 300,000
2015-12-04 Kraws Jeffrey J Director Grant or award · Stock Options +125,000 125,000
2015-12-04 Tarriff Scott Director Grant or award · Stock Options +125,000 125,000
2015-12-04 Wolf Jeffrey Alan Director Grant or award · Stock Options +125,000 125,000
2015-12-04 SHALLCROSS STEVEN A Chief Financial Officer Grant or award · Stock Options +100,000 100,000
2015-12-04 Riley Jeffrey Scott Chief Executive Officer Grant or award · Stock Options +500,000 500,000
2015-09-02 KIRK RANDAL J 10% owner Purchase +937,500 $3.20 $3.0M 9,613,268
2015-06-01 SHALLCROSS STEVEN A Chief Financial Officer Grant or award · Stock Options +900,000 900,000
2015-04-01 Wolf Jeffrey Alan Director Option exercise +10,842 $0.09 $976 10,842
2015-04-01 Wolf Jeffrey Alan Director Option exercise · Stock Options −10,842 0
2015-01-08 Ballantyne Charles Evan Chief Financial Officer Grant or award · Stock Options +200,000 200,000
2015-01-08 Riley Jeffrey Scott CEO and President Grant or award · Stock Options +350,000 350,000
2014-05-22 Ballantyne Charles Evan Chief Financial Officer Purchase +10,000 $1.35 $14K 10,000
2014-04-30 KANZER STEVE H 10% owner Sale −5,003,025 $1.43 $7.2M 2,195,489
2014-04-29 KANZER STEVE H 10% owner Sale −87,935 $2.98 $262K 6,823,268
2014-04-28 KANZER STEVE H 10% owner Sale −175,177 $2.86 $501K 6,911,203
2014-04-17 Tarriff Scott Director Grant or award · Stock Options (Right to Buy) +105,000 105,000

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