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CIK 0000314227 · Non-accelerated filer<br>Smaller reporting company

TOMI Environmental Solutions, Inc.

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Ticker
TOMZ
Exchange
Nasdaq
Industry
Industrial Organic Chemicals
FY end
Dec 31
Incorporated
FL
Entity type
operating
EIN
591947988
Phone
8005251698
Business address
8430 SPIRES WAY, FREDERICK, MD, 21701
Former names
Ozone Man, Inc., RPS GROUP INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Date Insider Transaction Shares Price Value Owned after
2019-01-08 Shane Elissa Jessica Chief Operating Officer Grant or award · Common Stock Purchase Options +250,000 350,000
2019-01-08 JOHNSEN WALTER C Director Grant or award +100,000 $0.11 $11K 225,000
2019-01-08 Lim Boh Soon Director Grant or award +100,000 $0.11 $11K 690,190
2019-01-08 Anderson Kelly Director Grant or award +100,000 $0.11 $11K 225,000
2019-01-08 PAUL HAROLD Secretary Grant or award +100,000 $0.11 $11K 1,414,774
2018-11-19 Shane Dr. Halden Stuart CEO Grant or award · Common Stock Purchase Warrants +250,000 8,250,000
2018-04-10 Ainsworth Ron E Director Grant or award +62,500 $0.12 $8K 62,500
2018-02-05 JOHNSEN WALTER C Director Grant or award +75,000 $0.12 $9K 125,000
2018-02-05 Anderson Kelly Director Grant or award +75,000 $0.12 $9K 125,000
2018-02-05 PAUL HAROLD Director Grant or award +75,000 $0.12 $9K 1,314,774
2018-01-22 Environmental Solutions Holding Pte. Ltd 10% owner Other disposition −17,361,111 0
2017-12-22 Shane Dr. Halden Stuart Chief Executive Officer Grant or award · Common Stock Purchase Warrants +3,500,000 7,750,000
2017-08-01 Arise Asset Management Pte Ltd 10% owner Sale −17,361,111 0
2017-07-17 Shane Dr. Halden Stuart Chief Executive Officer Grant or award · Common Stock Purchase Warrants +250,000 7,750,000
2017-04-17 PAUL HAROLD Director Grant or award +50,000 $0.14 $7K 1,239,774
2017-04-17 JOHNSEN WALTER C Director Grant or award +50,000 $0.14 $7K 50,000
2017-04-17 Anderson Kelly Director Grant or award +50,000 $0.14 $7K 50,000
2016-12-30 Shane Dr. Halden Stuart Chief Executive Officer Grant or award · Common Stock Purchase Warrants +250,000 7,500,000
2016-10-03 Shane Dr. Halden Stuart Chief Executive Officer Grant or award · Common Stock Purchase Warrants +250,000 7,250,000
2016-06-30 Shane Dr. Halden Stuart Chief Executive Officer Grant or award · Common Stock Purchase Warrants +250,000 7,000,000

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