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CIK 0000314227 · Non-accelerated filer<br>Smaller reporting company

TOMI Environmental Solutions, Inc.

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Ticker
TOMZ
Exchange
Nasdaq
Industry
Industrial Organic Chemicals
FY end
Dec 31
Incorporated
FL
Entity type
operating
EIN
591947988
Phone
8005251698
Business address
8430 SPIRES WAY, FREDERICK, MD, 21701
Former names
Ozone Man, Inc., RPS GROUP INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Date Insider Transaction Shares Price Value Owned after
2020-10-01 Shane Dr. Halden Stuart Chief Executive Officer Grant or award · Common Stock Purchase Warrants +375,000 1,418,750
2020-10-01 Shane Elissa Jessica Chief Operating Officer Grant or award · Common Stock Purchase Warrants +93,750 175,000
2020-10-01 Jennings Nick Chief Financial Officer Grant or award +12,500 $6.17 $77K 12,500
2020-10-01 Jennings Nick Chief Financial Officer Option exercise · Common Stock Purchase Warrants −12,500 37,500
2020-05-14 PAUL HAROLD Secretary Other acquisition +1,226 $0.78 $956 1,516,000
2020-05-14 PAUL HAROLD Secretary Option exercise +20,000 $0.05 $1K 1,536,000
2020-05-14 PAUL HAROLD Secretary Gift −20,000 1,516,000
2020-05-14 PAUL HAROLD Secretary Option exercise · Stock Option (right to buy) −20,000 25,000
2020-04-25 Shane Elissa Jessica COO Grant or award · Common Stock Purchase Warrants +50,000 650,000
2020-04-25 Jennings Nick CFO Grant or award · Common Stock Purchase Warrants +50,000 400,000
2020-04-25 Shane Dr. Halden Stuart CEO Grant or award · Common Stock Purchase Warrants +100,000 8,350,000
2020-01-31 Shane Dr. Halden Stuart Chief Executive Officer Grant or award · Common Stock Purchase Warrants +1,250,000 9,250,000
2020-01-16 Shane Elissa Jessica COO Grant or award · Common Stock Purchase Options +150,000 500,000
2020-01-09 Anderson Kelly Director Grant or award +100,000 $0.12 $12K 325,000
2020-01-09 Shane Elissa Jessica COO Grant or award · Common Stock Purchase Options +100,000 350,000
2020-01-09 PAUL HAROLD Secretary Grant or award +100,000 $0.12 $12K 1,514,774
2020-01-09 JOHNSEN WALTER C Director Grant or award +100,000 $0.12 $12K 325,000
2020-01-09 Lim Boh Soon Director Grant or award +100,000 $0.12 $12K 790,190
2019-01-26 Jennings Nick Chief Financial Officer Grant or award · Common Stock Purchase Options +50,000 450,000
2019-01-26 Shane Dr. Halden Stuart Chief Executive Officer Grant or award · Common Stock Purchase Warrants +1,000,000 9,250,000

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