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CIK 0000314227 · Non-accelerated filer<br>Smaller reporting company

TOMI Environmental Solutions, Inc.

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Ticker
TOMZ
Exchange
Nasdaq
Industry
Industrial Organic Chemicals
FY end
Dec 31
Incorporated
FL
Entity type
operating
EIN
591947988
Phone
8005251698
Business address
8430 SPIRES WAY, FREDERICK, MD, 21701
Former names
Ozone Man, Inc., RPS GROUP INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Date Insider Transaction Shares Price Value Owned after
2023-01-26 Jennings Nick Chief Financial Officer Grant or award · Common Stock Purchase Options (right to buy) +25,000 77,500
2023-01-26 Lim Boh Soon Director Grant or award +20,000 $0.85 $17K 148,524
2023-01-26 Anderson Kelly Director Grant or award +20,000 $0.85 $17K 90,375
2023-01-26 JOHNSEN WALTER C Director Grant or award +20,000 $0.85 $17K 90,375
2022-07-16 Shane Dr. Halden Stuart Chief Executive Officer Option exercise +31,250 $0.80 $25K 3,942,663
2022-07-16 Shane Dr. Halden Stuart Chief Executive Officer Option exercise · Common Stock Purchase Warrants +31,250 0
2022-01-20 Lim Boh Soon Director Grant or award +17,250 $1.14 $20K 128,524
2022-01-20 Anderson Kelly Director Grant or award +17,250 $1.14 $20K 70,375
2022-01-20 JOHNSEN WALTER C Director Grant or award +17,250 $1.14 $20K 70,375
2022-01-18 Shane Dr. Halden Stuart Chief Executive Officer Grant or award · Common Stock Purchase Options (right to buy) +172,500 1,341,250
2022-01-18 Shane Elissa Jessica Chief Operating Officer Grant or award · Common Stock Purchase Options (right to buy) +57,500 170,000
2022-01-18 Jennings Nick Chief Financial Officer Grant or award · Common Stock Purchase Options (right to buy) +40,000 52,500
2021-09-03 Shane Dr. Halden Stuart Chief Executive Officer Purchase +21,200 $2.02 $43K 3,942,663
2021-09-02 Shane Dr. Halden Stuart Chief Executive Officer Purchase +22,082 $2.00 $44K 3,921,463
2021-02-11 Shane Dr. Halden Stuart Chief Executive Officer Returned to the company · Common Stock Purchase Warrants (right to buy) −125,000 $2.52 $315K 1,293,750
2021-01-07 PAUL HAROLD Secretary Grant or award +12,500 $4.56 $57K 202,000
2021-01-07 Anderson Kelly Director Grant or award +12,500 $4.56 $57K 53,125
2021-01-07 JOHNSEN WALTER C Director Grant or award +12,500 $4.56 $57K 53,125
2021-01-07 Lim Boh Soon Director Grant or award +12,500 $4.56 $57K 111,274
2021-01-05 Shane Elissa Jessica Chief Operating Officer Grant or award · Common Stock Purchase Options +31,250 143,750

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