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CIK 0001005817 · Large accelerated filer

TOMPKINS FINANCIAL CORP

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Ticker
TMP
Exchange
NYSE
Industry
State Commercial Banks
FY end
Dec 31
Incorporated
NY
Entity type
operating
EIN
161482357
Phone
607-274-2078
Business address
118 E SENECA STREET, P.O. BOX 460, ITHACA, NY, 14850
Former names
TOMPKINS TRUSTCO INC, TOMPKINS COUNTY TRUSTCO INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$50,283
in 1 filing

Net −$50,283. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Kershaw David −$50K SVP, PAO sold 37% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2026-09-02 Fontaine Alyssa H EVP, General Counsel & CRO Option exercise · Stock Appreciation Rights (SAR) −802 0
2026-08-12 DeMilia David M EVP, Pres of TCB Hudson Valley Other acquisition +1 $100.51 $100 7,313.85
2026-08-07 McKenna John M EVP, Pres. Tompkins Comm. Bank Option exercise +802 $76.90 $62K 17,284.92
2026-08-07 McKenna John M EVP, Pres. Tompkins Comm. Bank Shares withheld for taxes −712 $98.73 $70K 16,572.92
2026-08-07 McKenna John M EVP, Pres. Tompkins Comm. Bank Option exercise · Stock Appreciation Rights (SAR) −802 0
2026-08-04 Kershaw David SVP, PAO Option exercise +260 $76.90 $20K 5,076.52
2026-08-04 Kershaw David SVP, PAO Shares withheld for taxes −220 $101.54 $22K 4,856.52
2026-08-04 Kershaw David SVP, PAO Option exercise · Stock Appreciation Rights (SAR) −260 0
2026-08-01 Taylor Eric W EVP, President TFA Shares withheld for taxes −45 $99.84 $4K 1,360
2026-07-28 ROMAINE STEPHEN S President & CEO Option exercise +1,734 $76.90 $133K 71,620.7
2026-07-28 ROMAINE STEPHEN S President & CEO Shares withheld for taxes −1,530 $101.25 $155K 70,090.7
2026-07-28 ROMAINE STEPHEN S President & CEO Option exercise · Stock Appreciation Rights (SAR) −1,734 0
2026-07-27 Torcello Diane D EVP & President, Tompkins WNY Option exercise +250 $76.90 $19K 7,561.69
2026-07-27 Torcello Diane D EVP & President, Tompkins WNY Shares withheld for taxes −214 $99.68 $21K 7,347.69
2026-07-27 Torcello Diane D EVP & President, Tompkins WNY Option exercise · Stock Appreciation Rights (SAR) −250 0
2026-07-14 DeMilia David M EVP, Pres of TCB Hudson Valley Other acquisition +1.08 $92.29 $100 7,312.85
2026-07-01 Catarisano Nancy E. Director Grant or award · Phantom Stock +121.59 $96.84 $12K 7,197.44
2026-07-01 Catarisano Nancy E. Director Grant or award · Phantom Stock +92.16 $96.84 $9K 7,289.6
2026-07-01 Eaton Helen Director Grant or award · Phantom Stock +179.42 $96.84 $17K 3,094.9
2026-07-01 Lee Angela B Director Grant or award +219 $95.92 $21K 1,994

Page 4 of 12 · 233 trades