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CIK 0001107421 · Non-accelerated filer<br>Smaller reporting company

Alaunos Therapeutics, Inc.

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Ticker
TCRT
Exchange
Nasdaq
Industry
Pharmaceutical Preparations
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
841475642
Phone
(346) 355-4099
Business address
501 E LAS OLAS BLVD, SUITE 300, FORT LAUDERDALE, FL, 33301
Former names
ZIOPHARM ONCOLOGY INC, EASYWEB INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2019-12-31 Tarriff Scott Director Grant or award · Stock Option (right to buy) +50,562 50,562
2019-12-31 Pagan Douglas W. Director Grant or award +15,890 55,997
2019-12-31 Pagan Douglas W. Director Shares withheld for taxes −20,054 $4.72 $95K 35,943
2019-12-31 Pagan Douglas W. Director Grant or award · Stock Option (right to buy) +25,281 25,281
2019-12-31 Lafond Kevin G SVP, Treasurer & CAO Grant or award · Employee Stock Option (right to buy) +48,000 48,000
2019-12-31 Hagen Heidi Director Grant or award +31,780 32,119
2019-12-31 Ezickson Elan Director Grant or award +31,780 111,994
2019-12-31 Ezickson Elan Director Shares withheld for taxes −40,107 $4.72 $189K 71,887
2019-12-31 Braunstein Scott Director Grant or award +31,780 31,780
2019-12-31 Bowden Christopher Director Grant or award · Stock Option (right to buy) +50,562 50,562
2019-12-30 Cooper Laurence James Neil Chief Executive Officer Sale −110,694 $4.88 $540K 1,733,273
2019-12-27 Cooper Laurence James Neil Chief Executive Officer Option exercise +44,642 $2.24 $100K 1,843,967
2019-12-27 Cooper Laurence James Neil Chief Executive Officer Option exercise · Employee Stock Option (right to buy) −44,642 487,171
2019-11-26 Lafond Kevin G SVP, Treasurer & CAO Option exercise +11,667 $2.85 $33K 97,222
2019-11-26 Lafond Kevin G SVP, Treasurer & CAO Sale −11,667 $5.25 $61K 85,555
2019-11-26 Lafond Kevin G SVP, Treasurer & CAO Option exercise · Employee Stock Option (Right to Buy) −11,667 0
2019-10-25 Bowden Christopher Director Grant or award · Stock Option (right to buy) +94,031 94,031
2019-07-22 Shukla Sath EVP, Chief Financial Officer Grant or award · Employee Stock Option (Right to Buy) +400,000 400,000
2019-06-13 Hagen Heidi Director Grant or award · Stock Option (right to buy) +93,922 93,922
2019-05-07 CANNON JAMES ANTHONY Director Option exercise +15,000 $0.70 $11K 398,050

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