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CIK 0001107421 · Non-accelerated filer<br>Smaller reporting company

Alaunos Therapeutics, Inc.

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Ticker
TCRT
Exchange
Nasdaq
Industry
Pharmaceutical Preparations
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
841475642
Phone
(346) 355-4099
Business address
501 E LAS OLAS BLVD, SUITE 300, FORT LAUDERDALE, FL, 33301
Former names
ZIOPHARM ONCOLOGY INC, EASYWEB INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2018-12-30 Cooper Laurence James Neil Chief Executive Officer Shares withheld for taxes −26,178 $1.66 $43K 1,196,965
2018-12-29 Lafond Kevin G SVP, Treasurer & CAO Shares withheld for taxes −17,667 $1.66 $29K 70,867
2018-12-29 Cooper Laurence James Neil Chief Executive Officer Shares withheld for taxes −42,920 $1.66 $71K 1,223,143
2018-12-29 CANNON JAMES ANTHONY Director Shares withheld for taxes −4,315 $1.66 $7K 383,050
2018-10-05 KIRK RANDAL J Director Other disposition · Series 1 Preferred Stock −130,849 0
2018-09-28 KIRK RANDAL J Director Other acquisition · Series 1 Preferred Stock +1,295 130,849
2018-09-18 Pagan Douglas W. Director Grant or award · Stock Option (Right to Buy) +50,000 50,000
2018-09-18 Ezickson Elan Director Grant or award · Stock Option (Right to Buy) +50,000 50,000
2018-09-18 Braunstein Scott Director Grant or award · Stock Option (Right to Buy) +50,000 50,000
2018-08-31 KIRK RANDAL J Director Other acquisition · Series 1 Preferred Stock +1,282 129,554
2018-07-31 KIRK RANDAL J Director Other acquisition · Series 1 Preferred Stock +1,270 128,272
2018-06-29 KIRK RANDAL J Director Other acquisition · Series 1 Preferred Stock +1,257 127,002
2018-05-31 KIRK RANDAL J Director Other acquisition · Series 1 Preferred Stock +1,245 125,745
2018-05-05 Cooper Laurence James Neil Chief Executive Officer Shares withheld for taxes −123,333 $4.41 $544K 1,266,063
2018-04-30 KIRK RANDAL J Director Other acquisition · Series 1 Preferred Stock +1,232 124,500
2018-04-25 Hadfield Robert General Counsel and Secretary Grant or award · Employee Stock Option (Right to Buy) +150,000 150,000
2018-03-29 KIRK RANDAL J Director Other acquisition · Series 1 Preferred Stock +1,220 123,268
2018-02-28 KIRK RANDAL J Director Other acquisition · Series 1 Preferred Stock +1,208 122,048
2018-01-31 KIRK RANDAL J Director Other acquisition · Series 1 Preferred Stock +1,196 120,840
2017-12-31 LEBEL FRANCOIS Executive Vice President R&D Shares withheld for taxes −21,667 $4.14 $90K 200,566

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