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CIK 0000813623

Total Return Securities Fund

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Ticker
SWZ
Exchange
NYSE
FY end
Dec 31
Incorporated
MD
Entity type
other
Phone
631-470-2704
Business address
ULTIMUS FUND SOLUTIONS, 225 PICTORIA DRIVE, SUITE 450, CINCINNATI, OH, 45246
Former names
SWISS HELVETIA FUND, INC., SWISS HELVETIA FUND INC
Open-market buys, last 90 days
$192,101
in 5 filings
Open-market sales, last 90 days
$0
in 0 filings

Net +$192,101. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Dakos Andrew +$116K President and CEO 1 filing
  2. SELL MORITZ A +$29K Director 2 filings
  3. GOLDSTEIN PHILLIP +$29K Secretary 1 filing
  4. Das Rajeev P +$18K Secretary 1 filing

Reading 81 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2019-01-02 GOLDSTEIN PHILLIP Director Other disposition −104,660 0
2019-01-02 Dakos Andrew Director Other disposition −104,660 0
2018-11-20 GOLDSTEIN PHILLIP Director Returned to the company −1,782,348 $7.86 $14.0M 104,660
2018-11-20 GOLDSTEIN PHILLIP Director Returned to the company −17,633 $7.86 $139K 1,050
2018-11-20 Dakos Andrew Director Returned to the company −1,782,348 $7.86 $14.0M 104,660
2018-11-20 Dakos Andrew Director Returned to the company −1,095 $7.86 $9K 64
2018-11-20 SELL MORITZ A Director Returned to the company −2,129 $7.86 $17K 125
2018-11-20 HELLERMAN GERALD Director Returned to the company −691 $7.86 $5K 41
2018-10-19 Dakos Andrew Director Other acquisition +598,378 1,887,008
2018-10-19 Dakos Andrew Director Other acquisition +367 1,159
2018-10-19 SELL MORITZ A Director Other acquisition +715 2,254
2018-10-19 HELLERMAN GERALD Director Other acquisition +232 732
2018-10-19 GOLDSTEIN PHILLIP Director Other acquisition +598,378 1,887,008
2018-10-19 GOLDSTEIN PHILLIP Director Other acquisition +5,924 18,683
2018-06-06 Dakos Andrew Director Other disposition −54,549 1,288,630
2018-02-20 Dakos Andrew Director Purchase +5,700 $12.74 $73K 1,343,179
2018-02-16 Dakos Andrew Director Purchase +500 $12.84 $6K 792
2018-02-13 Dakos Andrew Director Purchase +7,400 $12.35 $91K 1,337,479
2018-02-12 Dakos Andrew Director Purchase +3,800 $12.35 $47K 1,330,079
2018-02-05 Dakos Andrew Director Purchase +6,442 $12.88 $83K 1,326,279

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