CIK 0000813623
Total Return Securities Fund
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- SWZ
- Exchange
- NYSE
- FY end
- Dec 31
- Incorporated
- MD
- Entity type
- other
- Phone
- 631-470-2704
- Business address
- ULTIMUS FUND SOLUTIONS, 225 PICTORIA DRIVE, SUITE 450, CINCINNATI, OH, 45246
- Former names
- SWISS HELVETIA FUND, INC., SWISS HELVETIA FUND INC
- Open-market buys, last 90 days
- $192,101
- in 5 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Net +$192,101. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Who's trading
90 days
Reading 81 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2021-07-02 | GOLDSTEIN PHILLIP Director | Sale | −1,212 | $9.79 | $12K | 16,783 |
| 2021-06-04 | GOLDSTEIN PHILLIP Director | Sale | −67,059 | $9.48 | $635K | 27,894 |
| 2021-06-04 | GOLDSTEIN PHILLIP Director | Sale | −9,899 | $9.70 | $96K | 17,995 |
| 2021-06-03 | GOLDSTEIN PHILLIP Director | Sale | −194 | $9.68 | $2K | 96,753 |
| 2021-06-03 | GOLDSTEIN PHILLIP Director | Sale | −1,800 | $9.67 | $17K | 94,953 |
| 2021-06-02 | GOLDSTEIN PHILLIP Director | Sale | −1,796 | $9.73 | $17K | 103,862 |
| 2021-06-02 | GOLDSTEIN PHILLIP Director | Sale | −3,874 | $9.71 | $38K | 99,988 |
| 2021-06-02 | GOLDSTEIN PHILLIP Director | Sale | −3,041 | $9.72 | $30K | 96,947 |
| 2021-06-01 | GOLDSTEIN PHILLIP Director | Sale | −4,847 | $9.72 | $47K | 110,900 |
| 2021-06-01 | GOLDSTEIN PHILLIP Director | Sale | −100 | $9.73 | $973 | 110,800 |
| 2021-06-01 | GOLDSTEIN PHILLIP Director | Sale | −142 | $9.75 | $1K | 110,658 |
| 2021-06-01 | GOLDSTEIN PHILLIP Director | Sale | −5,000 | $9.69 | $48K | 105,658 |
| 2021-05-05 | SELL MORITZ A Director | Sale | −2,000 | $9.12 | $18K | 1,330 |
| 2020-10-02 | SELL MORITZ A Director | Sale | −2,000 | $8.37 | $17K | 3,330 |
| 2020-04-30 | GOLDSTEIN PHILLIP Director | Purchase | +500 | $7.37 | $4K | 115,747 |
| 2020-04-23 | GOLDSTEIN PHILLIP Director | Purchase | +5,000 | $7.35 | $37K | 115,247 |
| 2020-04-03 | HELLERMAN GERALD Director | Purchase | +1,000 | $6.90 | $7K | 4,067 |
| 2020-03-16 | SELL MORITZ A Director | Purchase | +1,017 | $6.13 | $6K | 5,050 |
| 2020-03-09 | SELL MORITZ A Director | Purchase | +2,000 | $7.67 | $15K | 4,033 |
| 2020-02-28 | Dakos Andrew President and CEO | Purchase | +1,000 | $7.75 | $8K | 1,064 |
Page 7 of 10 · 186 trades