CIK 0000813623
Total Return Securities Fund
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- SWZ
- Exchange
- NYSE
- FY end
- Dec 31
- Incorporated
- MD
- Entity type
- other
- Phone
- 631-470-2704
- Business address
- ULTIMUS FUND SOLUTIONS, 225 PICTORIA DRIVE, SUITE 450, CINCINNATI, OH, 45246
- Former names
- SWISS HELVETIA FUND, INC., SWISS HELVETIA FUND INC
- Open-market buys, last 90 days
- $192,101
- in 5 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Net +$192,101. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Who's trading
90 days
Reading 81 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2025-12-22 | CSS LLC/IL 10% owner | Sale | −900 | $6.26 | $6K | 1,734,439 |
| 2025-12-15 | CSS LLC/IL 10% owner | Sale | −1,000 | $6.20 | $6K | 1,741,506 |
| 2025-12-15 | CSS LLC/IL 10% owner | Sale | −500 | $6.21 | $3K | 1,741,006 |
| 2025-12-15 | CSS LLC/IL 10% owner | Sale | −1,000 | $6.22 | $6K | 1,740,006 |
| 2025-12-15 | CSS LLC/IL 10% owner | Sale | −500 | $6.23 | $3K | 1,739,506 |
| 2025-12-15 | CSS LLC/IL 10% owner | Sale | −4,000 | $6.24 | $25K | 1,735,506 |
| 2025-12-11 | SELL MORITZ A Director | Option exercise | +7,400 | $6.07 | $45K | 11,800 |
| 2025-12-11 | Dakos Andrew President and CEO | Option exercise | +35,064 | $6.07 | $213K | 35,128 |
| 2025-12-11 | Das Rajeev P Secretary | Option exercise | +468 | $6.07 | $3K | 500 |
| 2025-12-11 | GOLDSTEIN PHILLIP Director | Option exercise | +80,976 | $6.07 | $492K | 93,224 |
| 2025-10-27 | SELL MORITZ A Director | Purchase | +1,000 | $6.06 | $6K | 4,400 |
| 2025-06-30 | SELL MORITZ A Director | Purchase | +1,815 | $6.34 | $12K | 3,400 |
| 2025-04-02 | HELLERMAN GERALD Director | Sale | −41 | $9.24 | $379 | 5,283 |
| 2025-01-17 | GOLDSTEIN PHILLIP Director | Sale | −4,535 | $8.45 | $38K | 12,248 |
| 2022-03-03 | Dakos Andrew President and CEO | Purchase | +1,000 | $8.82 | $9K | 3,000 |
| 2022-03-02 | HELLERMAN GERALD Director | Purchase | +267 | $8.87 | $2K | 4,591 |
| 2022-03-02 | HELLERMAN GERALD Director | Purchase | +235 | $8.85 | $2K | 4,826 |
| 2022-03-02 | HELLERMAN GERALD Director | Purchase | +498 | $8.84 | $4K | 5,324 |
| 2022-02-03 | Dakos Andrew President and CEO | Purchase | +572 | $9.31 | $5K | 2,000 |
| 2022-02-02 | Dakos Andrew President and CEO | Purchase | +428 | $9.38 | $4K | 1,428 |
Page 6 of 10 · 186 trades