CIK 0000813623
Total Return Securities Fund
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- SWZ
- Exchange
- NYSE
- FY end
- Dec 31
- Incorporated
- MD
- Entity type
- other
- Phone
- 631-470-2704
- Business address
- ULTIMUS FUND SOLUTIONS, 225 PICTORIA DRIVE, SUITE 450, CINCINNATI, OH, 45246
- Former names
- SWISS HELVETIA FUND, INC., SWISS HELVETIA FUND INC
- Open-market buys, last 90 days
- $192,101
- in 5 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Net +$192,101. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Who's trading
90 days
Reading 81 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2026-02-23 | GOLDSTEIN PHILLIP Director | Purchase | +5,000 | $6.13 | $31K | 87,910 |
| 2026-02-23 | Dakos Andrew President and CEO | Purchase | +2,000 | $6.14 | $12K | 12,003 |
| 2026-02-23 | Dakos Andrew President and CEO | Purchase | +2,000 | $6.13 | $12K | 14,003 |
| 2026-02-20 | Dakos Andrew President and CEO | Purchase | +183 | $6.14 | $1K | 7,186 |
| 2026-02-20 | Dakos Andrew President and CEO | Purchase | +2,817 | $6.16 | $17K | 10,003 |
| 2026-02-19 | Dakos Andrew President and CEO | Purchase | +119 | $6.11 | $727 | 2,122 |
| 2026-02-19 | Dakos Andrew President and CEO | Purchase | +4,881 | $6.12 | $30K | 7,003 |
| 2026-02-06 | GOLDSTEIN PHILLIP Director | Purchase | +10,000 | $6.07 | $61K | 82,910 |
| 2026-02-04 | Dakos Andrew President and CEO | Purchase | +2,000 | $6.04 | $12K | 35,453 |
| 2026-02-04 | Dakos Andrew President and CEO | Purchase | +2,000 | $6.03 | $12K | 37,453 |
| 2026-02-04 | Dakos Andrew President and CEO | Purchase | +2,000 | $6.02 | $12K | 39,453 |
| 2026-02-03 | Dakos Andrew President and CEO | Purchase | +7,000 | $5.97 | $42K | 30,453 |
| 2026-02-03 | Dakos Andrew President and CEO | Purchase | +3,000 | $5.96 | $18K | 33,453 |
| 2026-02-03 | SELL MORITZ A Director | Purchase | +1,000 | $5.96 | $6K | 9,998 |
| 2026-02-02 | SELL MORITZ A Director | Purchase | +1,120 | $5.98 | $7K | 8,998 |
| 2026-01-30 | GOLDSTEIN PHILLIP Director | Purchase | +10,000 | $5.92 | $59K | 72,910 |
| 2026-01-23 | HELLERMAN GERALD Director | Returned to the company | −1,755 | $6.81 | $12K | 3,527 |
| 2026-01-23 | GOLDSTEIN PHILLIP Director | Returned to the company | −31,314 | $6.81 | $213K | 62,910 |
| 2026-01-23 | Dakos Andrew President and CEO | Returned to the company | −997 | $6.81 | $7K | 2,003 |
| 2026-01-23 | Dakos Andrew President and CEO | Returned to the company | −11,675 | $6.81 | $80K | 23,453 |
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