CIK 0000813623
Total Return Securities Fund
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- SWZ
- Exchange
- NYSE
- FY end
- Dec 31
- Incorporated
- MD
- Entity type
- other
- Phone
- 631-470-2704
- Business address
- ULTIMUS FUND SOLUTIONS, 225 PICTORIA DRIVE, SUITE 450, CINCINNATI, OH, 45246
- Former names
- SWISS HELVETIA FUND, INC., SWISS HELVETIA FUND INC
- Open-market buys, last 90 days
- $192,101
- in 5 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Net +$192,101. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Who's trading
90 days
Reading 81 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2026-04-02 | Dakos Andrew President and CEO | Purchase | +4,863 | $5.93 | $29K | 88.18 |
| 2026-03-30 | Dakos Andrew President and CEO | Purchase | +5,300 | $5.91 | $31K | 83,319 |
| 2026-03-27 | Dakos Andrew President and CEO | Purchase | +5,900 | $5.92 | $35K | 78,019 |
| 2026-03-24 | Dakos Andrew President and CEO | Purchase | +5,000 | $5.96 | $30K | 72,119 |
| 2026-03-24 | Dakos Andrew President and CEO | Purchase | +1,000 | $5.95 | $6K | 73,119 |
| 2026-03-18 | GOLDSTEIN PHILLIP Secretary | Purchase | +10,000 | $5.98 | $60K | 113,234 |
| 2026-03-12 | Dakos Andrew President and CEO | Purchase | +3,324 | $6.00 | $20K | 67,119 |
| 2026-03-11 | Dakos Andrew President and CEO | Purchase | +1,700 | $6.00 | $10K | 63,795 |
| 2026-03-06 | Dakos Andrew President and CEO | Purchase | +12,500 | $5.97 | $75K | 62,095 |
| 2026-03-05 | Dakos Andrew President and CEO | Purchase | +12,000 | $6.01 | $72K | 49,595 |
| 2026-03-05 | GOLDSTEIN PHILLIP Secretary | Purchase | +10,000 | $5.99 | $60K | 103,234 |
| 2026-03-03 | GOLDSTEIN PHILLIP Secretary | Purchase | +5,000 | $6.01 | $30K | 93,234 |
| 2026-03-02 | Dakos Andrew President and CEO | Purchase | +5,000 | $6.15 | $31K | 27,677 |
| 2026-03-02 | Dakos Andrew President and CEO | Purchase | +9,918 | $5.95 | $59K | 37,595 |
| 2026-02-27 | GOLDSTEIN PHILLIP Secretary | Other acquisition | +68 | $6.16 | $419 | 88,234 |
| 2026-02-27 | Dakos Andrew President and CEO | Purchase | +2,000 | $6.20 | $12K | 22,677 |
| 2026-02-26 | GOLDSTEIN PHILLIP Secretary | Other acquisition | +256 | $6.16 | $2K | 88,166 |
| 2026-02-26 | Dakos Andrew President and CEO | Purchase | +5,000 | $6.17 | $31K | 20,677 |
| 2026-02-24 | Dakos Andrew President and CEO | Purchase | +326 | $6.14 | $2K | 14,329 |
| 2026-02-24 | Dakos Andrew President and CEO | Purchase | +1,348 | $6.17 | $8K | 15,677 |
Page 3 of 10 · 186 trades