CIK 0000813623
Total Return Securities Fund
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- SWZ
- Exchange
- NYSE
- FY end
- Dec 31
- Incorporated
- MD
- Entity type
- other
- Phone
- 631-470-2704
- Business address
- ULTIMUS FUND SOLUTIONS, 225 PICTORIA DRIVE, SUITE 450, CINCINNATI, OH, 45246
- Former names
- SWISS HELVETIA FUND, INC., SWISS HELVETIA FUND INC
- Open-market buys, last 90 days
- $192,101
- in 5 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Net +$192,101. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Who's trading
90 days
Reading 81 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2026-06-18 | SELL MORITZ A Director | Purchase | +1,853 | $5.91 | $11K | 16,155 |
| 2026-06-17 | SELL MORITZ A Director | Purchase | +147 | $5.91 | $869 | 14,302 |
| 2026-06-16 | SELL MORITZ A Director | Purchase | +2,000 | $5.96 | $12K | 14,155 |
| 2026-06-15 | SELL MORITZ A Director | Purchase | +155 | $5.95 | $922 | 12,155 |
| 2026-05-29 | SELL MORITZ A Director | Purchase | +1,000 | $6.01 | $6K | 12,000 |
| 2026-05-28 | Dakos Andrew President and CEO | Purchase | +100 | $5.98 | $598 | 120,600 |
| 2026-05-28 | Dakos Andrew President and CEO | Purchase | +5,400 | $5.99 | $32K | 126,000 |
| 2026-05-27 | Dakos Andrew President and CEO | Purchase | +4,500 | $5.97 | $27K | 117,500 |
| 2026-05-27 | Dakos Andrew President and CEO | Purchase | +3,000 | $5.98 | $18K | 120,500 |
| 2026-05-20 | Dakos Andrew President and CEO | Purchase | +2,987 | $5.96 | $18K | 113,000 |
| 2026-05-19 | Dakos Andrew President and CEO | Purchase | +13 | $5.95 | $77 | 110,013 |
| 2026-05-18 | Dakos Andrew President and CEO | Purchase | +4,000 | $5.95 | $24K | 110,000 |
| 2026-04-24 | SELL MORITZ A Director | Purchase | +1,002 | $6.07 | $6K | 11,000 |
| 2026-04-17 | Dakos Andrew President and CEO | Purchase | +3,000 | $6.09 | $18K | 106,000 |
| 2026-04-16 | Dakos Andrew President and CEO | Purchase | +4,718 | $6.06 | $29K | 100,000 |
| 2026-04-16 | Dakos Andrew President and CEO | Purchase | +3,000 | $6.05 | $18K | 103,000 |
| 2026-04-16 | Dakos Andrew President and CEO | Purchase | +547 | $6.04 | $3K | 40,000 |
| 2026-04-08 | Dakos Andrew President and CEO | Purchase | +4,000 | $5.98 | $24K | 94,282 |
| 2026-04-07 | Dakos Andrew President and CEO | Purchase | +2,000 | $5.95 | $12K | 90,282 |
| 2026-04-06 | Dakos Andrew President and CEO | Purchase | +100 | $5.95 | $595 | 88,282 |
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