CIK 0000813623
Total Return Securities Fund
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- SWZ
- Exchange
- NYSE
- FY end
- Dec 31
- Incorporated
- MD
- Entity type
- other
- Phone
- 631-470-2704
- Business address
- ULTIMUS FUND SOLUTIONS, 225 PICTORIA DRIVE, SUITE 450, CINCINNATI, OH, 45246
- Former names
- SWISS HELVETIA FUND, INC., SWISS HELVETIA FUND INC
- Open-market buys, last 90 days
- $192,101
- in 5 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Net +$192,101. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Who's trading
90 days
Reading 81 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2026-10-08 | GOLDSTEIN PHILLIP Secretary | Purchase | +5,000 | $5.73 | $29K | 124,229 |
| 2026-10-01 | GOLDSTEIN PHILLIP Secretary | Other acquisition | +15 | $5.71 | $86 | 119,229 |
| 2026-07-06 | GOLDSTEIN PHILLIP Secretary | Purchase | +5,980 | $5.95 | $36K | 119,214 |
| 2026-03-18 | GOLDSTEIN PHILLIP Secretary | Purchase | +10,000 | $5.98 | $60K | 113,234 |
| 2026-03-05 | GOLDSTEIN PHILLIP Secretary | Purchase | +10,000 | $5.99 | $60K | 103,234 |
| 2026-03-03 | GOLDSTEIN PHILLIP Secretary | Purchase | +5,000 | $6.01 | $30K | 93,234 |
| 2026-02-27 | GOLDSTEIN PHILLIP Secretary | Other acquisition | +68 | $6.16 | $419 | 88,234 |
| 2026-02-26 | GOLDSTEIN PHILLIP Secretary | Other acquisition | +256 | $6.16 | $2K | 88,166 |
| 2026-02-23 | GOLDSTEIN PHILLIP Director | Purchase | +5,000 | $6.13 | $31K | 87,910 |
| 2026-02-06 | GOLDSTEIN PHILLIP Director | Purchase | +10,000 | $6.07 | $61K | 82,910 |
| 2026-01-30 | GOLDSTEIN PHILLIP Director | Purchase | +10,000 | $5.92 | $59K | 72,910 |
| 2026-01-23 | GOLDSTEIN PHILLIP Director | Returned to the company | −31,314 | $6.81 | $213K | 62,910 |
| 2025-12-11 | GOLDSTEIN PHILLIP Director | Option exercise | +80,976 | $6.07 | $492K | 93,224 |
| 2025-01-17 | GOLDSTEIN PHILLIP Director | Sale | −4,535 | $8.45 | $38K | 12,248 |
| 2021-07-02 | GOLDSTEIN PHILLIP Director | Sale | −1,212 | $9.79 | $12K | 16,783 |
| 2021-06-04 | GOLDSTEIN PHILLIP Director | Sale | −67,059 | $9.48 | $635K | 27,894 |
| 2021-06-04 | GOLDSTEIN PHILLIP Director | Sale | −9,899 | $9.70 | $96K | 17,995 |
| 2021-06-03 | GOLDSTEIN PHILLIP Director | Sale | −194 | $9.68 | $2K | 96,753 |
| 2021-06-03 | GOLDSTEIN PHILLIP Director | Sale | −1,800 | $9.67 | $17K | 94,953 |
| 2021-06-02 | GOLDSTEIN PHILLIP Director | Sale | −1,796 | $9.73 | $17K | 103,862 |
Page 1 of 3 · 48 trades