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CIK 0000813623

Total Return Securities Fund

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Ticker
SWZ
Exchange
NYSE
FY end
Dec 31
Incorporated
MD
Entity type
other
Phone
631-470-2704
Business address
ULTIMUS FUND SOLUTIONS, 225 PICTORIA DRIVE, SUITE 450, CINCINNATI, OH, 45246
Former names
SWISS HELVETIA FUND, INC., SWISS HELVETIA FUND INC
  1. 4 Returned to the company Secretary returned 166 shares (to the company)
  2. 4 Returned to the company Director returned 3,922 shares (to the company)
  3. 4 Open-market sale 10% owner sold 19,968 shares at an average $6.25 ($124,845)
  4. 4 Open-market sale 10% owner sold 28,567 shares at an average $6.26 ($178,732)
  5. 4 Open-market sale 10% owner sold 7,000 shares at an average $6.23 ($43,600)
  6. 3 Insider Initial Statement of Ownership
  7. 4 Option exercise Director acquired 7,400 shares (option exercise)
  8. 4 Option exercise President and CEO acquired 35,064 shares (option exercise)
  9. 4 Option exercise Secretary acquired 468 shares (option exercise)
  10. 4 Option exercise Director acquired 80,976 shares (option exercise)
  11. 4 Open-market buy Director bought 1,000 shares at $6.06 ($6,055)
  12. 4 Open-market buy Director bought 1,815 shares at $6.34 ($11,507)
  13. 4 Open-market sale Director sold 41 shares at $9.24 ($379)
  14. 3 Insider Initial Statement of Ownership
  15. 4 Open-market sale Director sold 4,535 shares at $8.45 ($38,321)
  16. 4 Open-market buy President and CEO bought 1,000 shares at $8.82 ($8,820)
  17. 4 Open-market buy Director bought 1,000 shares at an average $8.85 ($8,850)
  18. 4 Open-market buy President and CEO bought 1,000 shares at an average $9.34 ($9,340)
  19. 4 Open-market sale Director sold 1,212 shares at $9.79 ($11,865)
  20. 4 Open-market sale Director sold 76,958 shares at an average $9.50 ($731,404)

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