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CIK 0000813623

Total Return Securities Fund

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Ticker
SWZ
Exchange
NYSE
FY end
Dec 31
Incorporated
MD
Entity type
other
Phone
631-470-2704
Business address
ULTIMUS FUND SOLUTIONS, 225 PICTORIA DRIVE, SUITE 450, CINCINNATI, OH, 45246
Former names
SWISS HELVETIA FUND, INC., SWISS HELVETIA FUND INC
  1. 3 Insider Initial Statement of Ownership
  2. 4 Open-market buy President and CEO bought 11,200 shares at an average $5.91 ($66,240)
  3. 4 Open-market buy President and CEO bought 6,000 shares at an average $5.96 ($35,750)
  4. 4 Open-market buy Secretary bought 10,000 shares at $5.98 ($59,800)
  5. 4 Open-market buy President and CEO bought 5,024 shares at $6.00 ($30,144)
  6. 4 Open-market buy President and CEO bought 24,500 shares at an average $5.99 ($146,745)
  7. 4 Open-market buy Secretary bought 10,000 shares at $5.99 ($59,900)
  8. 4 Open-market buy Secretary bought 5,000 shares at $6.01 ($30,050)
  9. 4 Open-market buy President and CEO bought 14,918 shares at an average $6.02 ($89,762)
  10. 4 Open-market buy President and CEO bought 7,000 shares at an average $6.18 ($43,250)
  11. 4 Open-market buy Director bought 5,000 shares at $6.13 ($30,650)
  12. 4 Open-market buy President and CEO bought 5,674 shares at an average $6.14 ($34,859)
  13. 4 Open-market buy President and CEO bought 8,000 shares at an average $6.13 ($49,075)
  14. 4 Open-market buy Director bought 10,000 shares at $6.07 ($60,700)
  15. 4 Open-market buy President and CEO bought 16,000 shares at an average $5.99 ($95,850)
  16. 4 Open-market buy Director bought 2,120 shares at an average $5.97 ($12,658)
  17. 4 Open-market buy Director bought 10,000 shares at $5.92 ($59,200)
  18. 4 Returned to the company Director returned 1,755 shares (to the company)
  19. 4 Returned to the company Director returned 31,314 shares (to the company)
  20. 4 Returned to the company President and CEO returned 12,672 shares (to the company)

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