CIK 0000813623
Total Return Securities Fund
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- SWZ
- Exchange
- NYSE
- FY end
- Dec 31
- Incorporated
- MD
- Entity type
- other
- Phone
- 631-470-2704
- Business address
- ULTIMUS FUND SOLUTIONS, 225 PICTORIA DRIVE, SUITE 450, CINCINNATI, OH, 45246
- Former names
- SWISS HELVETIA FUND, INC., SWISS HELVETIA FUND INC
- Open-market buys, last 90 days
- $192,101
- in 5 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Net +$192,101. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Who's trading
90 days
Reading 81 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2026-10-08 | GOLDSTEIN PHILLIP Secretary | Purchase | +5,000 | $5.73 | $29K | 124,229 |
| 2026-10-01 | GOLDSTEIN PHILLIP Secretary | Other acquisition | +15 | $5.71 | $86 | 119,229 |
| 2026-09-28 | SELL MORITZ A Director | Purchase | +2,000 | $5.77 | $12K | 30,246 |
| 2026-09-28 | Dakos Andrew President and CEO | Purchase | +1,000 | $5.76 | $6K | 51,000 |
| 2026-09-28 | Dakos Andrew President and CEO | Purchase | +9,000 | $5.77 | $52K | 60,000 |
| 2026-09-25 | Dakos Andrew President and CEO | Purchase | +7,649 | $5.81 | $44K | 47,649 |
| 2026-09-25 | Dakos Andrew President and CEO | Purchase | +2,351 | $5.82 | $14K | 50,000 |
| 2026-08-31 | SELL MORITZ A Director | Purchase | +3,000 | $5.98 | $18K | 28,246 |
| 2026-08-24 | Das Rajeev P Secretary | Purchase | +1,366 | $5.93 | $8K | 3,400 |
| 2026-08-21 | Das Rajeev P Secretary | Purchase | +1,700 | $5.93 | $10K | 2,034 |
| 2026-08-10 | SELL MORITZ A Director | Purchase | +1,000 | $5.91 | $6K | 25,246 |
| 2026-07-23 | SELL MORITZ A Director | Purchase | +2,000 | $5.86 | $12K | 24,246 |
| 2026-07-22 | SELL MORITZ A Director | Purchase | +517 | $5.90 | $3K | 22,246 |
| 2026-07-21 | SELL MORITZ A Director | Purchase | +483 | $5.90 | $3K | 21,729 |
| 2026-07-20 | SELL MORITZ A Director | Purchase | +1,000 | $5.93 | $6K | 21,246 |
| 2026-07-06 | GOLDSTEIN PHILLIP Secretary | Purchase | +5,980 | $5.95 | $36K | 119,214 |
| 2026-07-02 | Dakos Andrew President and CEO | Purchase | +233 | $5.92 | $1K | 126,233 |
| 2026-07-02 | Dakos Andrew President and CEO | Purchase | +4,767 | $5.92 | $28K | 131,000 |
| 2026-06-29 | SELL MORITZ A Director | Purchase | +2,000 | $5.93 | $12K | 20,246 |
| 2026-06-26 | SELL MORITZ A Director | Purchase | +2,091 | $5.89 | $12K | 18,246 |
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