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CIK 0000093751 · Large accelerated filer

STATE STREET CORP

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Ticker
STT
Exchange
NYSE
Industry
State Commercial Banks
FY end
Dec 31
Incorporated
MA
Entity type
operating
EIN
042456637
Phone
617 786-3000
Business address
1 CONGRESS STREET, SUITE 1, BOSTON, MA, 02114
Former names
STATE STREET CORP, STATE STREET Corp, STATE STREET BOSTON CORP

Securities

  • STT Common Stock NYSE
  • STT-PG Depositary shares, each representing a 1/4,000th ownership interest in a share of Fixed-to-Floating Rate Non-Cumulative NYSE
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$4,711,958
in 3 filings, $4.7M under 10b5-1 plans

Net −$4,711,958. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. O HANLEY RONALD P −$2.4M Chairman, CEO and President sold 6% of stake
  2. Hu W. Bradford −$1.2M EVP and Chief Risk Officer sold 14% of stake
  3. Horgan Kathryn M −$1.1M Executive Vice President sold 6% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2014-02-20 Malerba James J EVP, Corporate Controller, CAO Grant or award +842 60,949
2014-02-20 Malerba James J EVP, Corporate Controller, CAO Shares withheld for taxes −398 $67.82 $27K 60,551
2014-02-20 Kuritzkes Andrew P EVP and Chief Risk Officer Grant or award +15,490 124,044
2014-02-20 Kuritzkes Andrew P EVP and Chief Risk Officer Grant or award +2,949 126,993
2014-02-20 Kuritzkes Andrew P EVP and Chief Risk Officer Grant or award +32,113 159,106
2014-02-20 Kuritzkes Andrew P EVP and Chief Risk Officer Shares withheld for taxes −4,482 $67.82 $304K 154,624
2014-02-20 Klinck John L. Jr. Executive Vice President Grant or award +15,490 168,964
2014-02-20 Klinck John L. Jr. Executive Vice President Grant or award +2,949 171,913
2014-02-20 Klinck John L. Jr. Executive Vice President Grant or award +1,430 173,343
2014-02-20 Klinck John L. Jr. Executive Vice President Shares withheld for taxes −675 $67.82 $46K 172,668
2014-02-20 Klinck John L. Jr. Executive Vice President Grant or award +27,887 200,555
2014-02-20 Klinck John L. Jr. Executive Vice President Shares withheld for taxes −3,291 $67.82 $223K 197,264
2014-02-20 HOOLEY JOSEPH L Chairman, President and CEO Grant or award +61,958 794,901
2014-02-20 HOOLEY JOSEPH L Chairman, President and CEO Grant or award +2,949 797,850
2014-02-20 HOOLEY JOSEPH L Chairman, President and CEO Grant or award +22,771 820,621
2014-02-20 HOOLEY JOSEPH L Chairman, President and CEO Shares withheld for taxes −10,748 $67.82 $729K 809,873
2014-02-20 HOOLEY JOSEPH L Chairman, President and CEO Grant or award +92,958 902,831
2014-02-20 HOOLEY JOSEPH L Chairman, President and CEO Shares withheld for taxes −10,969 $67.82 $744K 891,862
2014-02-20 CARP JEFFREY N EVP, CLO and Secretary Grant or award +21,685 386,695
2014-02-20 CARP JEFFREY N EVP, CLO and Secretary Grant or award +14,212 400,907

Page 72 of 73 · 1,458 trades