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CIK 0000093751 · Large accelerated filer

STATE STREET CORP

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Ticker
STT
Exchange
NYSE
Industry
State Commercial Banks
FY end
Dec 31
Incorporated
MA
Entity type
operating
EIN
042456637
Phone
617 786-3000
Business address
1 CONGRESS STREET, SUITE 1, BOSTON, MA, 02114
Former names
STATE STREET CORP, STATE STREET Corp, STATE STREET BOSTON CORP

Securities

  • STT Common Stock NYSE
  • STT-PG Depositary shares, each representing a 1/4,000th ownership interest in a share of Fixed-to-Floating Rate Non-Cumulative NYSE
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$4,711,958
in 3 filings, $4.7M under 10b5-1 plans

Net −$4,711,958. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. O HANLEY RONALD P −$2.4M Chairman, CEO and President sold 6% of stake
  2. Hu W. Bradford −$1.2M EVP and Chief Risk Officer sold 14% of stake
  3. Horgan Kathryn M −$1.1M Executive Vice President sold 6% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2014-02-20 POWERS SCOTT F EVP; President and CEO of SSgA Shares withheld for taxes −6,294 $67.82 $427K 330,682
2014-02-20 Phalen James S Executive Vice President Grant or award +27,881 422,519
2014-02-20 Phalen James S Executive Vice President Grant or award +2,949 425,468
2014-02-20 Phalen James S Executive Vice President Grant or award +14,735 440,203
2014-02-20 Phalen James S Executive Vice President Shares withheld for taxes −4,692 $67.82 $318K 435,511
2014-02-20 Phalen James S Executive Vice President Grant or award +49,860 485,371
2014-02-20 Phalen James S Executive Vice President Shares withheld for taxes −5,884 $67.82 $399K 479,487
2014-02-20 Perretta Christopher Executive Vice President Grant or award +9,294 67,482
2014-02-20 Perretta Christopher Executive Vice President Grant or award +2,458 69,940
2014-02-20 Perretta Christopher Executive Vice President Grant or award +1,169 71,109
2014-02-20 Perretta Christopher Executive Vice President Shares withheld for taxes −552 $67.82 $37K 70,557
2014-02-20 O'Neill Peter Executive Vice President Grant or award +7,143 112,485
2014-02-20 O'Neill Peter Executive Vice President Shares withheld for taxes −3,358 $67.82 $228K 109,127
2014-02-20 O'Neill Peter Executive Vice President Grant or award +7,987 117,114
2014-02-20 O'Neill Peter Executive Vice President Grant or award +2,949 120,063
2014-02-20 O'Neill Peter Executive Vice President Grant or award +1,140 121,203
2014-02-20 O'Neill Peter Executive Vice President Shares withheld for taxes −536 $67.82 $36K 120,667
2014-02-20 O'Neill Peter Executive Vice President Grant or award +24,056 144,723
2014-02-20 O'Neill Peter Executive Vice President Shares withheld for taxes −2,827 $67.82 $192K 141,896
2014-02-20 Malerba James J EVP, Corporate Controller, CAO Grant or award +12,082 60,107

Page 71 of 73 · 1,458 trades