CIK 0001758766 · Non-accelerated filer<br>Smaller reporting company
STEM, INC.
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- STEM
- Exchange
- NYSE
- Industry
- Services-Computer Integrated Systems Design
- FY end
- Dec 31
- Entity type
- operating
- EIN
- 264466193
- Phone
- 877-374-7836
- Business address
- 1400 POST OAK BOULEVARD, SUITE 560, HOUSTON, TX, 77056
- Former names
- Star Peak Energy Transition Corp., Star Peak Energy Acquisition Corp.
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $682
- in 1 filing
Net −$682. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Who's trading
90 days
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2025-11-07 | Shukla Rahul Chief Accounting Officer | Option exercise | +5,750 | 5,750 | ||
| 2025-11-07 | Shukla Rahul Chief Accounting Officer | Option exercise · Restricted Stock Unit | −5,750 | 0 | ||
| 2025-11-07 | Laureles Saul R. Chief Legal Officer | Option exercise | +13,750 | 26,989 | ||
| 2025-11-07 | Laureles Saul R. Chief Legal Officer | Option exercise · Restricted Stock Unit | −13,750 | 0 | ||
| 2025-07-28 | Carlson Michael James See Remarks | Grant or award · Restricted Stock Unit | +10,000 | 10,000 | ||
| 2025-07-28 | Carlson Michael James See Remarks | Grant or award · Performance Stock Unit | +10,000 | 10,000 | ||
| 2025-07-28 | Tappin Matthew PRESIDENT, SOFTWARE DIVISION | Grant or award · Restricted Stock Unit | +10,000 | 10,000 | ||
| 2025-07-28 | Tappin Matthew PRESIDENT, SOFTWARE DIVISION | Grant or award · Performance Stock Unit | +10,000 | 10,000 | ||
| 2025-07-28 | Laureles Saul R. CHIEF LEGAL OFFICER | Grant or award · Restricted Stock Unit | +10,000 | 10,000 | ||
| 2025-07-28 | Laureles Saul R. CHIEF LEGAL OFFICER | Grant or award · Performance Stock Unit | +10,000 | 10,000 | ||
| 2025-07-17 | Musfeldt Brian Chief Financial Officer | Grant or award · Restricted Stock Unit | +2,500 | 2,500 | ||
| 2025-07-17 | Musfeldt Brian Chief Financial Officer | Grant or award · Performance Stock Unit | +6,750 | 6,750 | ||
| 2025-07-17 | Musfeldt Brian Chief Financial Officer | Grant or award · Stock Option | +1,250 | 1,250 | ||
| 2025-07-17 | Musfeldt Brian Chief Financial Officer | Grant or award · Restricted Stock Unit | +11,000 | 11,000 | ||
| 2025-07-17 | Musfeldt Brian Chief Financial Officer | Grant or award · Performance Stock Unit | +5,500 | 5,500 | ||
| 2025-07-17 | Musfeldt Brian Chief Financial Officer | Grant or award · Stock Option | +5,500 | 5,500 | ||
| 2025-07-03 | BUZBY DAVID S Director | Gift | −5,511 | 478 | ||
| 2025-07-03 | BUZBY DAVID S Director | Gift | +5,511 | 37,571 | ||
| 2025-06-30 | Carlson Michael James See Remarks | Grant or award · Restricted Stock Unit | +11,000 | 11,000 | ||
| 2025-06-30 | Carlson Michael James See Remarks | Grant or award · Performance Stock Unit | +5,500 | 5,500 |
Page 6 of 12 · 222 trades