CIK 0001758766 · Non-accelerated filer<br>Smaller reporting company
STEM, INC.
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- STEM
- Exchange
- NYSE
- Industry
- Services-Computer Integrated Systems Design
- FY end
- Dec 31
- Entity type
- operating
- EIN
- 264466193
- Phone
- 877-374-7836
- Business address
- 1400 POST OAK BOULEVARD, SUITE 560, HOUSTON, TX, 77056
- Former names
- Star Peak Energy Transition Corp., Star Peak Energy Acquisition Corp.
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $682
- in 1 filing
Net −$682. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Who's trading
90 days
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2024-11-01 | Albert Hofeldt Chief Technology Officer | Grant or award · Restricted Stock Unit | +275,000 | 523,507 | ||
| 2024-11-01 | Laureles Saul R. Chief Legal Officer | Grant or award · Restricted Stock Unit | +275,000 | 560,154 | ||
| 2024-11-01 | Homenock Kim Chief People Officer | Grant or award · Restricted Stock Unit | +275,000 | 454,221 | ||
| 2024-11-01 | Carlson Michael James Chief Operating Officer | Grant or award · Restricted Stock Unit | +175,000 | 452,573 | ||
| 2024-11-01 | Tappin Matthew President, Software Division | Grant or award · Restricted Stock Unit | +300,000 | 466,439 | ||
| 2024-10-10 | Shukla Rahul Chief Accounting Officer | Grant or award · Restricted Stock Unit | +115,000 | 221,508 | ||
| 2024-09-26 | Carlson Michael James Chief Operating Officer | Option exercise | +6,089 | 134,992 | ||
| 2024-09-26 | Carlson Michael James Chief Operating Officer | Option exercise · Restricted Stock Unit | −6,089 | 277,573 | ||
| 2024-09-03 | Hole Spencer Doran Chief Financial Officer & EVP | Grant or award · Restricted Stock Unit | +444,444 | 444,444 | ||
| 2024-09-03 | Hole Spencer Doran Chief Financial Officer & EVP | Grant or award · Restricted Stock Unit | +833,333 | 1,277,777 | ||
| 2024-09-03 | Hole Spencer Doran Chief Financial Officer & EVP | Grant or award · Stock Option (Right to Buy) | +277,778 | 277,778 | ||
| 2024-08-28 | BUZBY DAVID S Executive Chair of the Board | Grant or award · Stock Option (Right to Buy) | +400,000 | 400,000 | ||
| 2024-08-28 | Cunningham Gerard Director | Grant or award · Stock Option (Right to Buy) | +45,000 | 45,000 | ||
| 2024-07-18 | Cunningham Gerard Director | Grant or award · Restricted Stock Unit | +75,727 | 185,963 | ||
| 2024-06-07 | Birns Ira M Director | Option exercise | +24,184 | 24,184 | ||
| 2024-06-07 | Birns Ira M Director | Option exercise · Restricted Stock Unit | −24,184 | 110,236 | ||
| 2024-06-07 | MORGAN MICHAEL C Director | Option exercise | +23,489 | 43,987 | ||
| 2024-06-07 | MORGAN MICHAEL C Director | Option exercise · Restricted Stock Unit | −23,489 | 110,236 | ||
| 2024-06-07 | BUZBY DAVID S Director | Option exercise | +23,489 | 119,789 | ||
| 2024-06-07 | BUZBY DAVID S Director | Option exercise · Restricted Stock Unit | −23,489 | 110,236 |
Page 11 of 12 · 222 trades