CIK 0001758766 · Non-accelerated filer<br>Smaller reporting company
STEM, INC.
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- STEM
- Exchange
- NYSE
- Industry
- Services-Computer Integrated Systems Design
- FY end
- Dec 31
- Entity type
- operating
- EIN
- 264466193
- Phone
- 877-374-7836
- Business address
- 1400 POST OAK BOULEVARD, SUITE 560, HOUSTON, TX, 77056
- Former names
- Star Peak Energy Transition Corp., Star Peak Energy Acquisition Corp.
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $682
- in 1 filing
Net −$682. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Who's trading
90 days
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2025-02-20 | Albert Hofeldt Chief Technology Officer | Sale | −13,294 | $0.63 | $8K | 185,863 |
| 2025-02-20 | Carlson Michael James Chief Operating Officer | Option exercise | +26,053 | 161,045 | ||
| 2025-02-20 | Carlson Michael James Chief Operating Officer | Option exercise · Restricted Stock Unit | −26,053 | 526,520 | ||
| 2025-02-20 | Laureles Saul R. Chief Legal Officer | Option exercise | +34,737 | 185,727 | ||
| 2025-02-20 | Laureles Saul R. Chief Legal Officer | Option exercise · Restricted Stock Unit | −34,737 | 525,417 | ||
| 2025-02-20 | Tappin Matthew President, Software Division | Sale | −8,130 | $0.63 | $5K | 32,821 |
| 2025-02-19 | Albert Hofeldt Chief Technology Officer | Option exercise | +47,138 | 199,157 | ||
| 2025-02-19 | Albert Hofeldt Chief Technology Officer | Option exercise · Restricted Stock Unit | −47,138 | 476,369 | ||
| 2025-02-19 | Tappin Matthew President, Software Division | Option exercise | +24,316 | 40,951 | ||
| 2025-02-19 | Tappin Matthew President, Software Division | Option exercise · Restricted Stock Unit | −24,316 | 442,123 | ||
| 2025-02-19 | Homenock Kim Chief People Officer | Option exercise | +22,579 | 184,568 | ||
| 2025-02-19 | Homenock Kim Chief People Officer | Option exercise · Restricted Stock Unit | −22,579 | 431,642 | ||
| 2025-01-27 | Narayanan Arun Chief Executive Officer | Grant or award · Performance Stock Unit | +16,250 | 16,250 | ||
| 2025-01-27 | Narayanan Arun CEO | Grant or award · Restricted Stock Unit | +225,000 | 225,000 | ||
| 2025-01-27 | Narayanan Arun CEO | Grant or award · Restricted Stock Unit | +750,000 | 750,000 | ||
| 2025-01-23 | Shukla Rahul Chief Accounting Officer | Sale | −3,534 | $0.65 | $2K | 4,466 |
| 2025-01-22 | Shukla Rahul Chief Accounting Officer | Option exercise | +8,000 | 8,000 | ||
| 2025-01-22 | Shukla Rahul Chief Accounting Officer | Option exercise · Restricted Stock Unit | −8,000 | 213,508 | ||
| 2025-01-14 | BUZBY DAVID S See Remarks | Grant or award · Stock Option (Right to Buy) | +66,667 | 66,667 | ||
| 2024-11-01 | Carlson Michael James Chief Operating Officer | Grant or award · Restricted Stock Unit | +100,000 | 552,573 |
Page 10 of 12 · 222 trades