CIK 0000897802
SPECIAL OPPORTUNITIES FUND, INC.
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- SPE
- Exchange
- NYSE
- FY end
- Mar 31
- Incorporated
- MD
- Entity type
- other
- EIN
- 133702911
- Phone
- 414-765-4319
- Business address
- C/O ULTIMUS FUND SOLUTIONS, LLC, 225 PICTORIA DRIVE, SUITE 450, CINCINNATI, OH, 45246
- Former names
- INSURED MUNICIPAL INCOME FUND INC, PAINEWEBBER PREMIER INSURED MUNICIPAL INCOME FUND INC
Securities
- SPE Fund, Inc Common Stock NYSE
- SPE-PC Fund Inc. 2.75% Convertible Preferred Stock, Series C NYSE
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 98 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2016-10-26 | Dakos Andrew President | Returned to the company | −1,079 | $15.61 | $17K | 4,921 |
| 2016-10-26 | Dakos Andrew President | Returned to the company | −951 | $15.61 | $15K | 4,336 |
| 2016-10-26 | Dakos Andrew President | Returned to the company | −139 | $15.61 | $2K | 633 |
| 2016-09-08 | Dakos Andrew President | Option exercise · 3.50% Convertible Preferred Stock, Series B | +1,200 | $25.00 | $30K | 1,200 |
| 2016-09-08 | Dakos Andrew President | Option exercise · 3.50% Convertible Preferred Stock, Series B | +966 | $25.00 | $24K | 966 |
| 2016-09-08 | Dakos Andrew President | Option exercise · 3.50% Convertible Preferred Stock, Series B | +156 | $25.00 | $4K | 156 |
| 2016-09-08 | HARRIS BEN H Director | Option exercise · 3.50% Convertible preferred Stock, Series B | +180 | $25.00 | $5K | 580 |
| 2016-09-08 | HARRIS BEN H Director | Option exercise · 3.50% Convertible preferred Stock, Series B | +400 | $25.00 | $10K | 580 |
| 2016-08-26 | Dakos Andrew President | Option exercise · Subscription Rights (right to buy) | −1,200 | 0 | ||
| 2016-08-26 | Dakos Andrew President | Option exercise · Subscription Rights (right to buy) | −966 | 0 | ||
| 2016-08-26 | Dakos Andrew President | Option exercise · Subscription Rights (right to buy) | −156 | 0 | ||
| 2016-08-26 | HARRIS BEN H Director | Option exercise · Subscription Rights (right to buy) | −180 | 0 | ||
| 2016-08-26 | HARRIS BEN H Director | Option exercise · Subscription Rights (right to buy) | −400 | 0 | ||
| 2016-08-26 | WALDEN CHARLES C Director | Option exercise · Subscription Rights (right to buy) | −5,000 | 0 | ||
| 2016-08-26 | WALDEN CHARLES C Director | Option exercise · 3.50% Convertible Preferred Stock, Series B | +5,000 | $25.00 | $125K | 5,000 |
| 2016-08-26 | Lunder Marc Director | Option exercise · Subscription Rights (right to buy) | −1,360 | 0 | ||
| 2016-08-26 | Lunder Marc Director | Option exercise · 3.50% Convertible Preferred Stock, Series B | +1,360 | $25.00 | $34K | 1,360 |
| 2016-08-26 | HELLERMAN GERALD CCO | Option exercise · Subscription Rights (right to buy) | −750 | 0 | ||
| 2016-08-26 | HELLERMAN GERALD CCO | Option exercise · 3.50% Convertible Preferred Stock, Series B | +750 | $25.00 | $19K | 750 |
| 2016-08-26 | HELLERMAN GERALD CCO | Option exercise · Subscription Rights (right to buy) | −750 | 0 |
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